Joseph E. Laird
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Edward Laird JR, who also goes by Jed Laird, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1971. Joseph had worked at 7 firms and has passed the Series 63, SIE, Series 62, Series 79, Series 16, Series 1, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2019 - April 28, 2021
CANACCORD GENUITY LLC
April 15, 2010 - March 14, 2019
PETSKY PRUNIER SECURITIES, LLC
January 30, 1986 - March 13, 1989
HAMBRECHT & QUIST LLC
February 4, 1985 - December 19, 1985
STILLMAN, MAYNARD & CO.
October 28, 1982 - January 4, 1985
HAMBRECHT & QUIST LLC
November 30, 1973 - September 27, 1982
UBS ASSET MANAGEMENT (US) INC.
July 22, 1971 - December 24, 1973
DEUTSCHE BANK SECURITIES INC.
May 13, 1971 - August 14, 1971
ADVEST, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 1/11/2012
Corporate Securities Limited Representative ExaminationSeries 1
Date: 5/3/1971
Registered Representative ExaminationSeries 40
Date: 6/9/1975
Registered Principal ExaminationCurrent Firm
CANACCORD GENUITY LLC
CRD#: 1020 / SEC#: , 8-3271
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANACCORD ADAMS (DELAWARE) INC. | PARENT | |
| ANDERSON, SCOTT WINFREE | CHIEF COMPLIANCE OFFICER | 5800524 |
| BARLOW, JEFFREY GRIFFIN | CHIEF EXECUTIVE OFFICER, PRESIDENT, EXECUTIVE DIRECTOR | 2277052 |
| DAVIAU, DANIEL JOSEPH | NON- EXECUTIVE DIRECTOR | 6096472 |
| MACFAYDEN, DONALD DUNCAN | EXECUTIVE DIRECTOR, CFO & FINANCIAL & OPERATIONS PRINCIPAL | 5390198 |
| PARDI SQUITIERI, JENNIFER ELLEN | EXECUTIVE DIRECTOR | 4922719 |
| PROUD, EMILY PRESSMAN | CHIEF OPERATING OFFICER | 5815542 |
| TEIPNER, LARISSA KYLE | US GENERAL COUNSEL |
Disclosures
| Regulatory Event | 45 |
| Bond | 1 |
Red Flags
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