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DB

Doston Bradley

Some features on this profile are disabled
CRD#: 3006744
DB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Doston Bradley JR was a registered financial professional .

Doston is a previously registered financial professional and started their career in finance in 1998. Doston had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 22, 2016 - August 3, 2017

TAVIRA SECURITIES US LLC

BD
CRD#: 145046
MIAMI, FL
Past

September 11, 2014 - March 2, 2015

GFI SECURITIES LLC

BD
CRD#: 19982
NEW YORK, NY
Past

January 2, 2014 - August 12, 2014

TRADITION SECURITIES AND DERIVATIVES LLC

BD
CRD#: 28269
NEW YORK, NY
Past

July 23, 2012 - October 26, 2012

AVATAR CAPITAL GROUP LLC

BD
CRD#: 150136
JERSEY CITY, NJ
Past

December 9, 2011 - August 12, 2014

STANDARD CREDIT SECURITIES INC.

BD
CRD#: 42813
NEW YORK, NY
Past

August 2, 2007 - December 6, 2011

TP ICAP GLOBAL MARKETS AMERICAS LLC

BD
CRD#: 2762
JERSEY CITY, NJ
Past

March 14, 2002 - May 25, 2005

BGC FINANCIAL, L.P.

BD
CRD#: 19801
NEW YORK, NY
Past

May 15, 2001 - March 5, 2002

CANTOR FITZGERALD SECURITIES

BD
CRD#: 19660
NEW YORK, NY
Past

May 15, 2001 - March 5, 2002

MINT BROKERS

BD
CRD#: 13681
NEW YORK, NY
Past

March 9, 1998 - May 31, 2001

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/13/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/3/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/25/1998
General Securities Representative Examination

Current Firm

TS
TAVIRA SECURITIES US LLC
ARMONK CAPITAL SECURITIES LLC | TAVIRA SECURITIES US LLC

CRD#: 145046 / SEC#: , 8-67697

BD
Terminated by SEC on 11/24/2017
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 05/31/2007
Firm type
Limited Liability Company
Fiscal year end
March
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
TAVIRA US LLCMEMBER OWNER
KARPEL, STEVEN ROYCEO/PRESIDENT/CCO/FINOP2100626

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TAVIRA SECURITIES US LLC

CRD#: 145046

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