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Doston Bradley Jr

CRD# 3006744·Registered 1998 - 2017
Previously Registered: Being a previously registered professional could mean that Doston is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Doston Bradley JR was a registered financial advisor. Doston was a previously registered financial professional and started their career in finance 1998 - 2017. Doston had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

TAVIRA SECURITIES US LLC·CRD# 145046
BD
Miami, FL
August 22, 2016 - August 3, 2017
GFI SECURITIES LLC·CRD# 19982
BD
New York, NY
September 11, 2014 - March 2, 2015
TRADITION SECURITIES AND DERIVATIVES LLC·CRD# 28269
BD
New York, NY
January 2, 2014 - August 12, 2014
AVATAR CAPITAL GROUP LLC·CRD# 150136
BD
Jersey City, NJ
July 23, 2012 - October 26, 2012
STANDARD CREDIT SECURITIES INC.·CRD# 42813
BD
New York, NY
December 9, 2011 - August 12, 2014
TP ICAP GLOBAL MARKETS AMERICAS LLC·CRD# 2762
BD
Jersey City, NJ
August 2, 2007 - December 6, 2011
BGC FINANCIAL, L.P.·CRD# 19801
BD
New York, NY
March 14, 2002 - May 25, 2005
CANTOR FITZGERALD SECURITIES·CRD# 19660
BD
New York, NY
May 15, 2001 - March 5, 2002
MINT BROKERS·CRD# 13681
BD
New York, NY
May 15, 2001 - March 5, 2002
J.P. MORGAN SECURITIES INC.·CRD# 18718
BD
New York, NY
March 9, 1998 - May 31, 2001

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Current Firm

TS
TAVIRA SECURITIES US LLC

ARMONK CAPITAL SECURITIES LLC | TAVIRA SECURITIES US LLC

CRD#: 145046 / SEC#: 8-67697
BD
Terminated by SEC on 11/24/2017

Contact Information

Established

Delaware since 05/31/2007

Firm Type

Limited Liability Company

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
TAVIRA US LLCMEMBER OWNER—
KARPEL, STEVEN ROYCEO/PRESIDENT/CCO/FINOP2100626

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1998About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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