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GV

George D. Vick

FRONTIER SOLUTIONS
Richmond, VA 23233
Some features on this profile are disabled
CRD#: 3006623
GV

Professional summary

George Davis Vick IV is a registered financial professional currently at FRONTIER SOLUTIONS, LLC located in Richmond, Virginia.

George is registered as a RR (Registered Representative) and started their career in finance in 2007. George has worked at 3 firms and has passed the Series 66, Series 99TO, Series 79TO, SIE, Series 7, Series 22, Series 14, Series 24, Series 27 and Series 39 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Vick Consulting, 5924 Kensington Avenue, Richmond, VA 23226, COMPLIANCE/OPERATIONS SERVICES, 06/2010, 10 HOURS A MONTH, .05 HOURS DURING TRADING HOURS, RESPONSIBLE FOR PROVIDING COMPLIANCE AND OPERATIONAL SUPPORT.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view George Davis Vick IV's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 12, 2020 - Present

FRONTIER SOLUTIONS, LLC

Office #1: 3307 Church Road, Suite 220, Richmond, VA 23233Office #2: 3307 Church Road Suite 220, Richmond, VA 23233
BD
CRD#: 136102
Richmond, VA
Past

January 25, 2021 - September 30, 2025

ASPEN PARTNERS, LTD.

RIA
CRD#: 135287
RICHMOND, VA
Past

June 1, 2020 - December 31, 2020

ASPEN PARTNERS, LTD.

RIA
CRD#: 135287
Richmond, VA
Past

March 12, 2020 - April 29, 2020

ASPEN PARTNERS, LTD.

RIA
CRD#: 135287
ATLANTA, GA
Past

February 17, 2017 - February 19, 2018

ASPEN PARTNERS, LTD.

RIA
CRD#: 135287
RICHMOND, VA
Past

January 10, 2013 - February 19, 2018

FRONTIER SOLUTIONS, LLC

BD
CRD#: 136102
Richmond, VA
Past

April 9, 2007 - July 16, 2012

MAYMONT PARTNERS, INC.

BD
CRD#: 120536
RICHMOND, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arkansas
(11/26/2023)
RR
Florida
(11/26/2023)
RR
Georgia
(2/12/2020)
RR
Missouri
(11/26/2023)
RR
Nebraska
(11/26/2023)
RR
Nevada
(11/26/2023)
RR
New Hampshire
(2/1/2021)
RR
New Mexico
(11/26/2023)
RR
South Dakota
(11/26/2023)
RR
Texas
(11/26/2023)
RR
Vermont
(3/6/2020)
RR
Virginia
(2/12/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/14/2017
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 8/13/2020
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/19/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/9/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 22
Date: 4/6/2007
Direct Participation Programs Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/9/2016
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 8/2/2007
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 39
Date: 6/1/2007
Direct Participation Programs Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FS
FRONTIER SOLUTIONS, LLC
FRONTIER SOLUTIONS, LLC

CRD#: 136102 / SEC#: , 8-66972

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
3307 Church Road Suite 220, Richmond, VA 23233
Mailing Address
3307 Church Road Suite 220, Richmond, VA 23233
Phone number
(804) 918-2368
Established
Georgia since 05/03/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (47 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ASPEN PARTNERS, LTDMANAGING MEMBER
TERRY, DEBORAH HOLLANDFINOP/CFO5680197
VICK, GEORGE DAVIS IVCHIEF COMPLIANCE OFFICER3006623

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FRONTIER SOLUTIONS, LLC

CRD#: 136102Richmond, VA 23233

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