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AM

Andre Mehta

MICHAUD CAPITAL MANAGEMENT
Denver, CO 80206
Some features on this profile are disabled
CRD#: 3006437
AM

Professional summary

Andre Mehta is a registered financial advisor currently at MICHAUD CAPITAL MANAGEMENT LLC located in Denver, Colorado.

Andre is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Andre has worked at 1 firm and has passed the Series 3 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andre Mehta's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 2, 2026 - Present

MICHAUD CAPITAL MANAGEMENT LLC

Office #1: 200 Fillmore Street Suite 300, Denver, CO 80206
RIA
CRD#: 159828
Denver, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MICHAUD CAPITAL MANAGEMENT LLC
MICHAUD CAPITAL MANAGEMENT LLC | WOLFE CAPITAL MANAGEMENT LLC

CRD#: 159828 / SEC#: 801-72973

RIA
Registered Investment Advisory firm - (1/6/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(4/2/2026)

Exams

General Industry/Product Exam
RR
Series 3
Date: 12/20/2012
National Commodity Futures Examination

Current Firm

MC
MICHAUD CAPITAL MANAGEMENT LLC
MICHAUD CAPITAL MANAGEMENT LLC | WOLFE CAPITAL MANAGEMENT LLC

CRD#: 159828 / SEC#: 801-72973

RIA
Registered Investment Advisory firm - (1/6/2012 Approved)
PREMIUM
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
200 Fillmore Street Suite 300, Denver, CO 80206
Mailing Address
Phone number
(303) 962-5345
Established
Firm type
Fiscal year end
# of Employees
17

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts84
AUM (Assets Under Management)$ 2,448,148,356

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/08/2025
Cover Page
Report
12/13/2024
Cover Page
Report
02/28/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MICHAUD CAPITAL MANAGEMENT LLC

CRD#: 159828Denver, CO 80206

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