Peter M. Chakany
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter M Chakany, who also goes by Peter Michael Chakany, Chakany, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1999. Peter had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 3, Series 55 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2021 - March 22, 2022
MAREX NORTH AMERICA SECURITIES LLC
December 20, 2016 - December 8, 2020
NATWEST MARKETS SECURITIES INC.
April 11, 2000 - May 25, 2001
REFCO SECURITIES, LLC
March 15, 1999 - June 7, 1999
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/16/2000
Limited Representative-Equity Trader ExamCurrent Firm
MAREX NORTH AMERICA SECURITIES LLC
CRD#: 307508 / SEC#: , 8-70580
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KROPKE, PAUL STEVEN | CHIEF COMPLIANCE OFFICER | 2572796 |
Red Flags
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