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Peter M Chakany

CRD# 3006375·Registered 1999 - 2022
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter M Chakany, who also goes by Peter Michael Chakany, Chakany, was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 1999 - 2022. Peter had worked at 4 firms and has passed the Series 63, Series 3, SIE, Series 7, Series 55 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Peter Michael Chakany, Chakany

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

MAREX NORTH AMERICA SECURITIES LLC·CRD# 307508
BD
New York, NY
December 23, 2021 - March 22, 2022
NATWEST MARKETS SECURITIES INC.·CRD# 11707
BD
Stamford, CT
December 20, 2016 - December 8, 2020
REFCO SECURITIES, LLC·CRD# 14094
BD
New York, NY
April 11, 2000 - May 25, 2001
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
March 15, 1999 - June 7, 1999

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Current Firm

MN
MAREX NORTH AMERICA SECURITIES LLC

MAREX NORTH AMERICA LLC | RCG DIVISION OF MNA | MAREX NORTH AMERICA, LLC | MAREX NORTH AMERICA SECURITIES LLC

CRD#: 307508 / SEC#: 8-70580
BD
Terminated by SEC on 01/08/2024

Contact Information

Established

Delaware since 08/10/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
KROPKE, PAUL STEVENCHIEF COMPLIANCE OFFICER2572796

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2017About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Jun 2026About the Series 3 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2016About the Series 7 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Sep 2000

Series 4 — Registered Options Principal Examination

Passed Dec 2018About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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