Robb D. Weiland

MAIN MANAGEMENT

Austin, TX

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CRD#: 3006137

Professional summary

Robb Douglas Weiland is a registered financial advisor currently at MAIN MANAGEMENT, LLC located in Austin, Texas.

Robb is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Robb has worked at 10 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robb Douglas Weiland's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 7, 2019 - Present

MAIN MANAGEMENT, LLC

RIA

CRD#: 120361

Austin, TX

Past

March 29, 2022 - June 30, 2022

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

December 3, 2019 - March 18, 2022

CEROS FINANCIAL SERVICES, INC.

CRD#: 37869

ROCKVILLE, MD

Past

August 24, 2009 - April 22, 2019

DUNHAM

CRD#: 13162

SAN DIEGO, CA

Past

August 14, 2009 - April 22, 2019

DUNHAM

RIA

CRD#: 13162

AUSTIN, TX

Past

April 4, 2008 - November 5, 2008

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA

CRD#: 106494

NEW YORK, NY

Past

January 1, 2004 - November 5, 2008

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

SCOTTSDALE, AZ

Past

December 5, 2001 - April 14, 2003

SPELMAN & CO., INC.

CRD#: 10232

PHOENIX, AZ

Past

November 29, 2001 - April 14, 2003

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

May 13, 1999 - April 14, 2003

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

September 14, 1998 - March 12, 1999

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

February 13, 1998 - September 14, 1998

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAIN MANAGEMENT, LLC

CRD#: 120361 / SEC#: 801-61113

RIA

Registered Investment Advisory firm - (4/30/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/7/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/14/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/24/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/3/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/12/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MAIN MANAGEMENT, LLC

CRD#: 120361 / SEC#: 801-61113

RIA

Registered Investment Advisory firm - (4/30/2002 Approved)

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Contact information

Main Address

601 California Street Suite 300, San Francisco, CA 94108

Mailing Address

Phone number

(415) 217-5800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAIN MANAGEMENT FORM ADV PART 2A BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	314
AUM (Assets Under Management)	$ 1,649,126,692

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robb D. Weiland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robb Douglas Weiland's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHERN LIGHTS DISTRIBUTORS, LLC

CEROS FINANCIAL SERVICES, INC.

DUNHAM

DUNHAM

VOYA INVESTMENT MANAGEMENT CO. LLC

VOYA INVESTMENTS DISTRIBUTOR, LLC

SPELMAN & CO., INC.

SENTRA SECURITIES CORPORATION

SUNAMERICA SECURITIES, INC.

MONY SECURITIES CORPORATION

SUNAMERICA SECURITIES, INC.

Primary Firm SEC Registration

MAIN MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/14/2008

Series 63

Date: 2/24/1998

Series 7TO

Date: 12/3/2019

SIE

Date: 10/1/2018

Series 6

Date: 2/12/1998

Current Firm

MAIN MANAGEMENT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAIN MANAGEMENT, LLC

TRUST BUT VERIFY

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