Donald J. Douglas

RBC PRIVATE COUNSEL (USA)

TORONTO, ONTARIO, M5J 2J2

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CRD#: 3006002

Professional summary

Donald James Douglas, who also goes by Don Douglas, is a registered financial advisor currently at RBC PRIVATE COUNSEL (USA) INC. .

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Donald has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Don Douglas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald James Douglas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 15, 2011 - Present

RBC PRIVATE COUNSEL (USA) INC.

Office #1: 200 Bay Street, Royal Bank Plaza, South Tower, Sui, Toronto, Ontario, M5J 2J2

RIA

CRD#: 109648

TORONTO, ONTARIO,

Past

April 2, 1998 - April 6, 2001

RBC CAPITAL MARKETS CORPORATION

CRD#: 6579

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RBC PRIVATE COUNSEL (USA) INC.

RBC PRIVATE COUNSEL (USA) INC. | RBC WEALTH MANAGEMENT

CRD#: 109648 / SEC#: 801-55491

RIA

Registered Investment Advisory firm - (5/11/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/15/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/16/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/9/1998

General Securities Representative Examination

Current Firm

RBC PRIVATE COUNSEL (USA) INC.

RBC PRIVATE COUNSEL (USA) INC. | RBC WEALTH MANAGEMENT

CRD#: 109648 / SEC#: 801-55491

RIA

Registered Investment Advisory firm - (5/11/1998 Approved)

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Contact information

Main Address

155 Wellington Street West 17th Floor Rbc Centre, Toronto, On, M5V 3K7

Mailing Address

Phone number

(416) 955-7782

Established

Firm type

Fiscal year end

# of Employees

1,379

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INDIVIDUALLY MANAGED ACCOUNTS (10/21/2025)

A+ PROGRAM, ACCESS MANAGER SELECTION PROGRAM & PRIVATE INVESTMENT MANAGEMENT PROGRAM (10/21/2025)

ADVISOR PROGRAM (1/24/2025)

Regulatory assets under management

Total Number of Accounts	8,556
AUM (Assets Under Management)	$ 6,827,149,933

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report
10/28/2024	Cover Page	Report
09/28/2023	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Donald J. Douglas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald James Douglas's CRS (Customer Relationship Summary).

Certified licenses

Experience

RBC PRIVATE COUNSEL (USA) INC.

RBC CAPITAL MARKETS CORPORATION

Primary Firm SEC Registration

RBC PRIVATE COUNSEL (USA) INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/16/1998

Series 7

Date: 3/9/1998

Current Firm

RBC PRIVATE COUNSEL (USA) INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

RBC PRIVATE COUNSEL (USA) INC.

TRUST BUT VERIFY

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