Sophia V. Webb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sophia Victoria Webb, who also goes by Sophie Reid, Sophia V Webb, was a registered financial professional .
Sophia is a previously registered financial professional and started their career in finance in 1998. Sophia had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 4, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2008 - December 16, 2016
S.H. CAPITAL MANAGEMENT CORP.
August 30, 2007 - March 31, 2008
WORKMAN SECURITIES CORPORATION
October 1, 2000 - March 15, 2007
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2000 - March 15, 2007
WELLS FARGO CLEARING SERVICES, LLC
March 13, 1998 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
S.H. CAPITAL MANAGEMENT CORP.
CRD#: 145239 / SEC#: 801-68402
Contact information
Regulatory assets under management
| Total Number of Accounts | 191 |
| AUM (Assets Under Management) | $ 54,789,429 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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