DA
Daniel M. Alberth
ATHENA ADVISOR SERVICES
LOMBARD, IL 60148
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CRD#: 3005947
DA
Professional summary
Daniel Marc Alberth, CFP®, who also goes by Dan Alberth, is a registered financial advisor currently at ATHENA ADVISOR SERVICES, LLC located in Lombard, Illinois.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Daniel has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dan Alberth
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NOTARY PUBLIC. Not Investment Related. Start 8/16/2011. Time Spent 1%. 2) ATHENA ADVISOR SERVICES, LLC DBA ATHENA PRIVATE WEALTH. Investment Related. RIA. Partner. 680 Lee Street, Des Plaines IL 60016. Start 7/2013. 170 HRS/MO. Financial Planner. 3) ATHENA GLOBAL ENERGY SOLUTIONS. OPI. PRIVATE C. CORP. PASSIVE SHAREHOLDER, NO ROLE OR INCOME FROM THIS INVESTMENT, 01/2013 4)SCHAUMBURG HIGH SCHOOL BAND BOOSTERS. Not Investment Related. 1100 W. Schaumburg Road, Schaumburg, IL 60194. Education/Band Dept. Treasurer. Start 07/1/2014. 10 hours per month not during trading. Maintain accounts and track funds flowing into and out of accounts. 5) Fierce Fiduciary Podcast. Investment Related. 680 Lee Street, Des Plaines, IL 60016. Financial Education, Co-Host. Start 6/2020. 15hrs/mo, 4hrs/mo during trading hours. Provide education information to public to help people make better financial decisions. 6) Fierce Fiduciary Academy. Investment Related. 680 Lee Street, Des Plaines, IL 60016. Financial Education. Volunteer. Start 1/1/2023. 10 hours per month, 1 during trading. Collaborate to create education content for a private Facebook group. Participate in periodic zoom meetings to answer general questions. Will provide no advice and there will be no selling. Education. 7) Insurance Licensed; offers insurance as a broker for Life, Long-Term Care, and Disability Income coverage when financial planning diagnoses such solutions; non-securities related.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Marc Alberth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
February 19, 2014 - Present
ATHENA ADVISOR SERVICES, LLC
Office #1: 1 E 22nd Street Suite 405, Lombard, IL 60148RIA
CRD#: 150960
LOMBARD, IL
Past
July 22, 2013 - October 12, 2023
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
DES PLAINES, IL
Past
January 23, 2013 - December 31, 2014
ATHENA ADVISOR SERVICES, LLC
RIA
CRD#: 150960
DES PLAINES, IL
Past
May 12, 2011 - August 20, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
BARRINGTON, IL
Past
May 11, 2011 - August 20, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
BARRINGTON, IL
Past
October 19, 2005 - April 29, 2011
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
NAPERVILLE, IL
Past
September 4, 2003 - April 29, 2011
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
NAPERVILLE, IL
Past
June 14, 2000 - July 7, 2003
M HOLDINGS SECURITIES, INC.
BD
CRD#: 43285
PORTLAND, OR
Past
May 28, 1998 - November 30, 1999
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(1/1/2017)
IAR
Florida(9/29/2017)
IAR
Illinois(2/19/2014)
IAR
Texas(5/12/2016)
IAR
Wisconsin(2/24/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
AA
ATHENA ADVISOR SERVICES, LLC
ATHENA ADVISOR SERVICES, LLC | ATHENA WEALTH MANAGEMENT, LLC | ATHENA PRIVATE WEALTH | ATHENA INVESTMENT GROUP LLC
CRD#: 150960 / SEC#: 801-77522
RIA
Registered Investment Advisory firm - (7/8/2015 Terminated)Arizona
Registered Investment Advisory firm - (1/1/2017 Approved)Florida
Registered Investment Advisory firm - (9/29/2017 Approved)Illinois
Registered Investment Advisory firm - (1/11/2013 Approved)Texas
Registered Investment Advisory firm - (5/9/2016 Conditional Restricted)Wisconsin
Registered Investment Advisory firm - (2/24/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 E 22nd Street Suite 405, Lombard, IL 60148
Mailing Address
Phone number
(847) 299-8877
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 433 |
| AUM (Assets Under Management) | $ 82,157,084 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
