William S. Ewers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Steven Ewers, who also goes by Bill Ewers, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1998. William had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2016 - April 29, 2026
TRUIST ADVISORY SERVICES, INC.
October 5, 2011 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
July 18, 2011 - April 29, 2026
TRUIST INVESTMENT SERVICES, INC.
September 15, 2003 - July 20, 2011
ALLSTATE FINANCIAL SERVICES, LLC
June 26, 2002 - July 7, 2003
MORGAN STANLEY DW INC.
March 27, 2002 - July 7, 2003
MORGAN STANLEY DW INC.
October 1, 2000 - May 31, 2001
WELLS FARGO CLEARING SERVICES, LLC
November 2, 1999 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
June 18, 1999 - July 30, 1999
METROPOLITAN LIFE INSURANCE COMPANY
June 18, 1999 - July 30, 1999
MSI FINANCIAL SERVICES, INC.
March 18, 1998 - March 29, 1999
MSI FINANCIAL SERVICES, INC.
March 17, 1998 - March 29, 1999
METROPOLITAN LIFE INSURANCE COMPANY
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
