DJ

Dara K. Johnson

HAMPSHIRE FAMILY OFFICE
Old Greenwich, CT
Some features on this profile are disabled
CRD#: 3005845
DJ

Professional summary


Dara K Johnson, CIMA®, who also goes by Dara K Brown, Dara Johnson, is a registered financial advisor currently at HAMPSHIRE FAMILY OFFICE located in Old Greenwich, Connecticut.

Dara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Dara has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Dara K Brown | Dara Johnson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Dara K Johnson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

Experience


Current

June 14, 2023 - Present

HAMPSHIRE FAMILY OFFICE

RIA
CRD#: 323432
Old Greenwich, CT
Past

May 19, 2011 - December 22, 2022

DOMINARI SECURITIES LLC

RIA
CRD#: 18975
GREENWICH, CT
Past

May 5, 2011 - December 22, 2022

DOMINARI SECURITIES LLC

BD
CRD#: 18975
GREENWICH, CT
Past

September 6, 2005 - May 12, 2008

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

August 19, 1999 - August 5, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
NEW YORK, NY
Past

March 2, 1998 - August 5, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HF
HAMPSHIRE FAMILY OFFICE
GRANITE FO, LLC | HAMPSHIRE FAMILY OFFICE

CRD#: 323432 / SEC#: 801-126787

RIA
Registered Investment Advisory firm - (10/27/2022 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(2/20/2024)
IAR
New Hampshire
(6/14/2023)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 5/23/2012
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 11/14/2003
Futures Managed Funds Examination
General Industry/Product Exam

Current Firm


HF
HAMPSHIRE FAMILY OFFICE
GRANITE FO, LLC | HAMPSHIRE FAMILY OFFICE

CRD#: 323432 / SEC#: 801-126787

RIA
Registered Investment Advisory firm - (10/27/2022 Approved)
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Contact information


Main Address
Bedford, NH
Mailing Address
Phone number
(212) 365-7624
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (5 States and Territories)


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Regulatory assets under management


Total Number of Accounts78
AUM (Assets Under Management)$ 883,909,889

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HAMPSHIRE FAMILY OFFICE

CRD#: 323432Old Greenwich, CT

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