Kevin Paul O'rourke
Professional Summary
Kevin Paul O'rourke, who also goes by Kevin Paul Orourke, is a registered financial advisor currently at PGIM, INC. located in Newark, New Jersey and PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Newark, New Jersey. Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Kevin has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kevin Paul Orourke
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
28 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
PGIM | THE PRUDENTIAL INVESTMENT CORPORATION ("PIC") | THE PRUDENTIAL INVESTMENT CORPORATION | THE PRUDENTIAL INVESTMENT CORP | STRUCTURED FINANCE GROUP ("SFG") | QUANTITATIVE MANAGEMENT ASSOCIATES LLC ("QMA") | QUANTITATIVE MANAGEMENT ("QM") | PRUDENTIAL REAL ESTATE SECURITIES INVESTORS ("PRESI") | PRUDENTIAL REAL ESTATE INVESTORS ("PREI") | PRUDENTIAL REAL ESTATE INVESTORS | PRUDENTIAL REAL ESTATE FIXED INCOME INVESTORS ("PREFII") | PRUDENTIAL PRIVATE CAPITAL | PRUDENTIAL MORTGAGE CAPITAL COMPANY | PRUDENTIAL INVESTMENTS("PI") | PRUDENTIAL INVESTMENTS ASSET MANAGEMENT GROUP ("PIAMG") | PRUDENTIAL INVESTMENT MANAGEMENT, INC. | PRUDENTIAL INVESTMENT MANAGEMENT -- FIXED INCOME | PRUDENTIAL INVESTMENT MANAGEMENT ("PIM") | PRUDENTIAL GLOBAL ASSET MANAGEMENT ("PGAM") | PRUDENTIAL FIXED INCOME MANAGEMENT | PRUDENTIAL FIXED INCOME (US) | PRUDENTIAL FIXED INCOME | PRUDENTIAL FINANCIAL, INC. ("PFI") | PRUDENTIAL CAPITAL PARTNERS | PRUDENTIAL CAPITAL GROUP ("PCG") | PRUDENTIAL CAPITAL GROUP | PRIVATE ASSET MANAGEMENT GROUP ("PAMG") | PRICOA PRIVATE CAPITAL | PRICOA INVESTMENT MANAGEMENT | PRICOA FIXED INCOME | PRICOA CAPITAL PARTNERS | PRICOA CAPITAL GROUP | PREI | PRAMERICA REAL ESTATE INVESTORS | PRAMERICA MORTGAGE CAPITAL COMPANY | PRAMERICA INVESTMENT MANAGEMENT | PRAMERICA FIXED INCOME MANAGEMENT | PRAMERICA FIXED INCOME (US) | PRAMERICA FIXED INCOME | PRAMERICA CAPITAL GROUP | PRAMERICA CAPITAL ENERGY PARTNERS | PGIM, INC. | PGIM REAL ESTATE FINANCE | PGIM REAL ESTATE | PGIM PRIVATE CAPITAL | PGIM INVESTMENTS | PGIM INSTITUTIONAL ADVISORY & SOLUTIONS (PGIM IAS) | PGIM INSTITUTIONAL ADVISORY & SOLUTIONS | PGIM GLOBAL PARTNERS | PGIM FIXED INCOME | PGIM ENERGY PARTNERS | PGIM CREDIT | PGIM CAPITAL PARTNERS
Contact Information
Main Address
655 Broad St., Newark, NJ 07102Phone Number
(973) 367-6335# of Employees
1,990SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
938AUM (Assets Under Management)
$1,131,638,605,327Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/20/2025 | Cover Page | Report |
| 12/10/2024 | Cover Page | Report |
| 11/20/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
PGIM | THE PRUDENTIAL INVESTMENT CORPORATION ("PIC") | THE PRUDENTIAL INVESTMENT CORPORATION | THE PRUDENTIAL INVESTMENT CORP | STRUCTURED FINANCE GROUP ("SFG") | QUANTITATIVE MANAGEMENT ASSOCIATES LLC ("QMA") | QUANTITATIVE MANAGEMENT ("QM") | PRUDENTIAL REAL ESTATE SECURITIES INVESTORS ("PRESI") | PRUDENTIAL REAL ESTATE INVESTORS ("PREI") | PRUDENTIAL REAL ESTATE INVESTORS | PRUDENTIAL REAL ESTATE FIXED INCOME INVESTORS ("PREFII") | PRUDENTIAL PRIVATE CAPITAL | PRUDENTIAL MORTGAGE CAPITAL COMPANY | PRUDENTIAL INVESTMENTS("PI") | PRUDENTIAL INVESTMENTS ASSET MANAGEMENT GROUP ("PIAMG") | PRUDENTIAL INVESTMENT MANAGEMENT, INC. | PRUDENTIAL INVESTMENT MANAGEMENT -- FIXED INCOME | PRUDENTIAL INVESTMENT MANAGEMENT ("PIM") | PRUDENTIAL GLOBAL ASSET MANAGEMENT ("PGAM") | PRUDENTIAL FIXED INCOME MANAGEMENT | PRUDENTIAL FIXED INCOME (US) | PRUDENTIAL FIXED INCOME | PRUDENTIAL FINANCIAL, INC. ("PFI") | PRUDENTIAL CAPITAL PARTNERS | PRUDENTIAL CAPITAL GROUP ("PCG") | PRUDENTIAL CAPITAL GROUP | PRIVATE ASSET MANAGEMENT GROUP ("PAMG") | PRICOA PRIVATE CAPITAL | PRICOA INVESTMENT MANAGEMENT | PRICOA FIXED INCOME | PRICOA CAPITAL PARTNERS | PRICOA CAPITAL GROUP | PREI | PRAMERICA REAL ESTATE INVESTORS | PRAMERICA MORTGAGE CAPITAL COMPANY | PRAMERICA INVESTMENT MANAGEMENT | PRAMERICA FIXED INCOME MANAGEMENT | PRAMERICA FIXED INCOME (US) | PRAMERICA FIXED INCOME | PRAMERICA CAPITAL GROUP | PRAMERICA CAPITAL ENERGY PARTNERS | PGIM, INC. | PGIM REAL ESTATE FINANCE | PGIM REAL ESTATE | PGIM PRIVATE CAPITAL | PGIM INVESTMENTS | PGIM INSTITUTIONAL ADVISORY & SOLUTIONS (PGIM IAS) | PGIM INSTITUTIONAL ADVISORY & SOLUTIONS | PGIM GLOBAL PARTNERS | PGIM FIXED INCOME | PGIM ENERGY PARTNERS | PGIM CREDIT | PGIM CAPITAL PARTNERS
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Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Kevin Paul O'rourke's CRS (Customer Relationship Summary).
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