Kevin P. O'rourke
Professional summary
Kevin Paul O'rourke, who also goes by Kevin Paul Orourke, is a registered financial advisor currently at PGIM, INC. located in Newark, New Jersey and PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Newark, New Jersey.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Kevin has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Paul O'rourke's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 10, 2026 - Present
PGIM, INC.
Office #1: 655 Broad St., Newark, NJ 07102March 26, 2013 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
Office #1: 655 Broad Street, Newark, NJ 07102April 19, 2013 - June 9, 2026
PGIM QUANTITATIVE SOLUTIONS
January 3, 2006 - February 26, 2013
FORESIDE FUND SERVICES, LLC
December 2, 2004 - December 31, 2005
CONSTELLATION INVESTMENT DISTRIBUTION COMPANY INC.
December 1, 2004 - March 26, 2013
TURNER INVESTMENTS, L.P.
March 20, 2003 - December 1, 2004
TURNER INVESTMENTS, L.P.
May 17, 2002 - December 1, 2004
CONSTELLATION INVESTMENT DISTRIBUTION COMPANY INC.
June 20, 2001 - March 25, 2002
RUTHERFORD, BROWN & CATHERWOOD, LLC
October 1, 1999 - March 1, 2001
WELLS FARGO CLEARING SERVICES, LLC
February 18, 1998 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
Primary Firm SEC Registration
PGIM, INC.
CRD#: 105676 / SEC#: 801-22808
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
PGIM, INC.
CRD#: 105676 / SEC#: 801-22808
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 927 |
| AUM (Assets Under Management) | $ 1,033,223,779,160 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/20/2025 | ||
| 12/10/2024 | ||
| 11/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.