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Kevin Paul O'rourke

PGIM
NEWARK, NJ
·CRD# 3005821·28 years experience

Professional Summary

Kevin Paul O'rourke, who also goes by Kevin Paul Orourke, is a registered financial advisor currently at PGIM, INC. located in Newark, New Jersey and PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Newark, New Jersey. Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Kevin has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kevin Paul Orourke

Blog Corner

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

PGIM, INC.·CRD# 105676
RIA
655 Broad St., Newark, NJ 07102
June 10, 2026 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC·CRD# 18353
BD
655 Broad Street, Newark, NJ 07102
March 26, 2013 - Present
PGIM QUANTITATIVE SOLUTIONS·CRD# 129752
RIA
Newark, NJ
April 19, 2013 - June 9, 2026
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Berwyn, PA
January 3, 2006 - February 26, 2013
CONSTELLATION INVESTMENT DISTRIBUTION COMPANY INC.·CRD# 40644
BD
Jenkintown, PA
December 2, 2004 - December 31, 2005
TURNER INVESTMENTS, L.P.·CRD# 105954
RIA
Berwyn, PA
December 1, 2004 - March 26, 2013
TURNER INVESTMENTS, L.P.·CRD# 105954
RIA
Berwyn, PA
March 20, 2003 - December 1, 2004
CONSTELLATION INVESTMENT DISTRIBUTION COMPANY INC.·CRD# 40644
BD
Jenkintown, PA
May 17, 2002 - December 1, 2004
RUTHERFORD, BROWN & CATHERWOOD, LLC·CRD# 10306
BD
Philadelphia, PA
June 20, 2001 - March 25, 2002
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
October 1, 1999 - March 1, 2001
FIRST UNION CAPITAL MARKETS CORP.·CRD# 6124
BD
Charlotte, NC
February 18, 1998 - October 1, 1999

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Current Firm

PI
PGIM, INC.

PGIM | THE PRUDENTIAL INVESTMENT CORPORATION ("PIC") | THE PRUDENTIAL INVESTMENT CORPORATION | THE PRUDENTIAL INVESTMENT CORP | STRUCTURED FINANCE GROUP ("SFG") | QUANTITATIVE MANAGEMENT ASSOCIATES LLC ("QMA") | QUANTITATIVE MANAGEMENT ("QM") | PRUDENTIAL REAL ESTATE SECURITIES INVESTORS ("PRESI") | PRUDENTIAL REAL ESTATE INVESTORS ("PREI") | PRUDENTIAL REAL ESTATE INVESTORS | PRUDENTIAL REAL ESTATE FIXED INCOME INVESTORS ("PREFII") | PRUDENTIAL PRIVATE CAPITAL | PRUDENTIAL MORTGAGE CAPITAL COMPANY | PRUDENTIAL INVESTMENTS("PI") | PRUDENTIAL INVESTMENTS ASSET MANAGEMENT GROUP ("PIAMG") | PRUDENTIAL INVESTMENT MANAGEMENT, INC. | PRUDENTIAL INVESTMENT MANAGEMENT -- FIXED INCOME | PRUDENTIAL INVESTMENT MANAGEMENT ("PIM") | PRUDENTIAL GLOBAL ASSET MANAGEMENT ("PGAM") | PRUDENTIAL FIXED INCOME MANAGEMENT | PRUDENTIAL FIXED INCOME (US) | PRUDENTIAL FIXED INCOME | PRUDENTIAL FINANCIAL, INC. ("PFI") | PRUDENTIAL CAPITAL PARTNERS | PRUDENTIAL CAPITAL GROUP ("PCG") | PRUDENTIAL CAPITAL GROUP | PRIVATE ASSET MANAGEMENT GROUP ("PAMG") | PRICOA PRIVATE CAPITAL | PRICOA INVESTMENT MANAGEMENT | PRICOA FIXED INCOME | PRICOA CAPITAL PARTNERS | PRICOA CAPITAL GROUP | PREI | PRAMERICA REAL ESTATE INVESTORS | PRAMERICA MORTGAGE CAPITAL COMPANY | PRAMERICA INVESTMENT MANAGEMENT | PRAMERICA FIXED INCOME MANAGEMENT | PRAMERICA FIXED INCOME (US) | PRAMERICA FIXED INCOME | PRAMERICA CAPITAL GROUP | PRAMERICA CAPITAL ENERGY PARTNERS | PGIM, INC. | PGIM REAL ESTATE FINANCE | PGIM REAL ESTATE | PGIM PRIVATE CAPITAL | PGIM INVESTMENTS | PGIM INSTITUTIONAL ADVISORY & SOLUTIONS (PGIM IAS) | PGIM INSTITUTIONAL ADVISORY & SOLUTIONS | PGIM GLOBAL PARTNERS | PGIM FIXED INCOME | PGIM ENERGY PARTNERS | PGIM CREDIT | PGIM CAPITAL PARTNERS

CRD#: 105676 / SEC#: 801-22808
RIA
Registered Investment Advisory firm - SEC (12/7/1984 Approved)

Contact Information

Main Address

655 Broad St., Newark, NJ 07102

Phone Number

(973) 367-6335

# of Employees

1,990

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PGIM, INC. - PGIM REAL ESTATE BROCHURE (3/27/2026)

Regulatory Assets Under Management

Total Number of Accounts

938

AUM (Assets Under Management)

$1,131,638,605,327

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
11/20/2025Cover PageReport
12/10/2024Cover PageReport
11/20/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PGIM, INC.

PGIM | THE PRUDENTIAL INVESTMENT CORPORATION ("PIC") | THE PRUDENTIAL INVESTMENT CORPORATION | THE PRUDENTIAL INVESTMENT CORP | STRUCTURED FINANCE GROUP ("SFG") | QUANTITATIVE MANAGEMENT ASSOCIATES LLC ("QMA") | QUANTITATIVE MANAGEMENT ("QM") | PRUDENTIAL REAL ESTATE SECURITIES INVESTORS ("PRESI") | PRUDENTIAL REAL ESTATE INVESTORS ("PREI") | PRUDENTIAL REAL ESTATE INVESTORS | PRUDENTIAL REAL ESTATE FIXED INCOME INVESTORS ("PREFII") | PRUDENTIAL PRIVATE CAPITAL | PRUDENTIAL MORTGAGE CAPITAL COMPANY | PRUDENTIAL INVESTMENTS("PI") | PRUDENTIAL INVESTMENTS ASSET MANAGEMENT GROUP ("PIAMG") | PRUDENTIAL INVESTMENT MANAGEMENT, INC. | PRUDENTIAL INVESTMENT MANAGEMENT -- FIXED INCOME | PRUDENTIAL INVESTMENT MANAGEMENT ("PIM") | PRUDENTIAL GLOBAL ASSET MANAGEMENT ("PGAM") | PRUDENTIAL FIXED INCOME MANAGEMENT | PRUDENTIAL FIXED INCOME (US) | PRUDENTIAL FIXED INCOME | PRUDENTIAL FINANCIAL, INC. ("PFI") | PRUDENTIAL CAPITAL PARTNERS | PRUDENTIAL CAPITAL GROUP ("PCG") | PRUDENTIAL CAPITAL GROUP | PRIVATE ASSET MANAGEMENT GROUP ("PAMG") | PRICOA PRIVATE CAPITAL | PRICOA INVESTMENT MANAGEMENT | PRICOA FIXED INCOME | PRICOA CAPITAL PARTNERS | PRICOA CAPITAL GROUP | PREI | PRAMERICA REAL ESTATE INVESTORS | PRAMERICA MORTGAGE CAPITAL COMPANY | PRAMERICA INVESTMENT MANAGEMENT | PRAMERICA FIXED INCOME MANAGEMENT | PRAMERICA FIXED INCOME (US) | PRAMERICA FIXED INCOME | PRAMERICA CAPITAL GROUP | PRAMERICA CAPITAL ENERGY PARTNERS | PGIM, INC. | PGIM REAL ESTATE FINANCE | PGIM REAL ESTATE | PGIM PRIVATE CAPITAL | PGIM INVESTMENTS | PGIM INSTITUTIONAL ADVISORY & SOLUTIONS (PGIM IAS) | PGIM INSTITUTIONAL ADVISORY & SOLUTIONS | PGIM GLOBAL PARTNERS | PGIM FIXED INCOME | PGIM ENERGY PARTNERS | PGIM CREDIT | PGIM CAPITAL PARTNERS

CRD#: 105676 / SEC#: 801-22808
RIA
Registered Investment Advisory firm - SEC (12/7/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(3/26/2013)
RR
Alaska
(3/26/2013)
RR
Arizona
(3/26/2013)
RR
Arkansas
(3/26/2013)
RR
California
(3/26/2013)
RR
Colorado
(3/26/2013)
RR
Connecticut
(3/26/2013)
RR
Delaware
(3/26/2013)
RR
District of Columbia
(3/26/2013)
RR
Florida
(3/26/2013)
RR
Georgia
(3/26/2013)
RR
Hawaii
(3/26/2013)
RR
Idaho
(3/26/2013)
RR
Illinois
(3/26/2013)
RR
Indiana
(3/26/2013)
RR
Iowa
(3/26/2013)
RR
Kansas
(3/26/2013)
RR
Kentucky
(3/26/2013)
RR
Louisiana
(3/26/2013)
RR
Maine
(3/26/2013)
RR
Maryland
(3/26/2013)
RR
Massachusetts
(3/26/2013)
RR
Michigan
(3/26/2013)
RR
Minnesota
(3/26/2013)
RR
Mississippi
(3/26/2013)
RR
Missouri
(3/26/2013)
RR
Montana
(3/26/2013)
RR
Nebraska
(3/26/2013)
RR
Nevada
(3/26/2013)
RR
New Hampshire
(3/26/2013)
RR
New Jersey
(3/26/2013)
IAR
New Jersey
(6/10/2026)
RR
New Mexico
(3/26/2013)
RR
New York
(3/26/2013)
RR
North Carolina
(3/26/2013)
RR
North Dakota
(3/26/2013)
RR
Ohio
(3/26/2013)
RR
Oklahoma
(3/26/2013)
RR
Oregon
(3/26/2013)
RR
Pennsylvania
(3/26/2013)
RR
Rhode Island
(3/26/2013)
RR
South Carolina
(3/26/2013)
RR
South Dakota
(3/26/2013)
RR
Tennessee
(3/26/2013)
RR
Texas
(3/26/2013)
RR
Utah
(3/26/2013)
RR
Vermont
(3/26/2013)
RR
Virginia
(3/26/2013)
RR
Washington
(3/26/2013)
RR
West Virginia
(3/26/2013)
RR
Wisconsin
(3/26/2013)
RR
Wyoming
(3/26/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2001About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Mar 2018About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Feb 1998About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Kevin Paul O'rourke's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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