Bradley K. Craft
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Kent Craft, who also goes by Brad Craft, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1998. Bradley had worked at 10 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 3, Series 7, Series 10, Series 9, Series 53 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2024 - July 1, 2026
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
December 4, 2024 - July 1, 2026
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
November 3, 2020 - May 16, 2024
AVANTAX ADVISORY SERVICES
November 3, 2020 - May 16, 2024
AVANTAX INVESTMENT SERVICES, INC.
August 31, 2020 - November 3, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
May 8, 2018 - February 19, 2020
CHARLES SCHWAB & CO., INC.
May 8, 2018 - February 19, 2020
CHARLES SCHWAB & CO., INC.
April 18, 2017 - May 1, 2018
FIRST COMMAND BROKERAGE SERVICES, INC.
January 4, 2016 - April 18, 2017
TD AMERITRADE CLEARING, INC.
April 21, 2006 - April 18, 2017
TD AMERITRADE, INC.
January 2, 2002 - July 6, 2006
TD AMERITRADE CLEARING, INC.
May 4, 1999 - December 31, 2001
J.P. SECURITIES, INC.
February 10, 1998 - April 1, 1999
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
CRD#: 2881 / SEC#: 801-8095, 8-14088
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
CRD#: 2881 / SEC#: 801-8095, 8-14088
Contact information
SEC notice filing (50 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | SOLE MEMBER | |
| ALBERS, BRETT BERNARD | TREASURER / FINANCIAL AND OPERATIONS PRINCIPAL | 6669890 |
| DOLL, QUENTIN MICHAEL | VICE PRESIDENT - RISK PRODUCTS | 6776231 |
| EULL, BRADLEY LEAHY | SECRETARY | 2969269 |
| KALINOWSKI, DAWN MARIE | VICE PRESIDENT - CHIEF OPERATIONS OFFICER | 2770565 |
| LUND, NICOLE ELLEN | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4646907 |
| SCHULTZ, DEBORAH ALLISON | VICE PRESIDENT AND CHIEF RISK OFFICER | 7440134 |
| TOMCZAK, BONNIE LYNN | VICE PRESIDENT - WEALTH | 2966038 |
| VALTERS, LAILA M | PRESIDENT AND CEO | 3010005 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
