SP
Scott D. Preece
PACKERLAND BROKERAGE SERVICES
Oceanside, CA
Some features on this profile are disabled
CRD#: 3005751
SP
Professional summary
Scott Deon Preece, ChFC® is a registered financial advisor currently at PACKERLAND BROKERAGE SERVICES, INC. located in Oceanside, California.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Scott has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)SCOTT PREECE;INSURANCES SALES, NON-INVESTMENT RELATED;639 CREEKSIDE OCEANSIDE, CA 92507;OWNER INSURANCE SALES;STARTED 11/1997 2.) UBER/LYFT DRIVER OCEANSIDE,CA AREA NON-INVESTMENT RELATED 3.) MELALLEUCA, INC. ONLINE GROCERY STORE/WELLNESS/CONSUMER STAPLES PREFERRED CUSTOMER (SIMILAR TO AMAZON OR COSTCO) AND AS A PREFERRED CUSTOMER I CAN BE COMPENSATED FOR REFERRING OTHER PEOPLE TO THE STORE. START DATE: 4/15/2020 4609 WEST 65TH SOUTH IDAHO FALLS, ID 83402 NON-INVESTMENT RELATED WWW.MELALEUCA.COM VISTA UNIFIED SCHOOL DISTRICT 1234 ARCADIA AVENUE VISTA, CA 92084 SUBSTITUTE TEACHER, SUBING ONCE OR TWICE PER WEEK NON INVESTMENT RELATED BUSD 31555 Old River Road Bonsall CA, 92003 Substitute Teacher start date: 11/7/24 non-investment related FUESD 321 Iowa Street Fallbrook CA, 92028 Substitute Teacher Start date: 11/7/24 non-investment related SDCWOA 639 Creekside Avenue Oceanside CA, 92057 Referee for Wrestling (NFHS) (USA Wrestling) start date 11/7/24 non investment related EBAY 639 Creekside Avenue Oceanside CA, 92057 Selling of sports trading cards online Start Date: 4/1/25 Non-investment related WhatNot 639 Creekside Avenue Oceanside CA, 92057 Selling of sports trading cards online Start Date: 4/1/25 Non-investment related
CRS (Client Relationship Summary) - RIA
Click below to view Scott Deon Preece's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Scott Deon Preece's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 24, 2018 - Present
PACKERLAND BROKERAGE SERVICES, INC.
RIA
BD
CRD#: 37031
Oceanside, CA
Current
October 23, 2018 - Present
PACKERLAND BROKERAGE SERVICES, INC.
RIA
BD
CRD#: 37031
Oceanside, CA
Past
December 10, 2012 - October 23, 2018
FORESTERS EQUITY SERVICES, INC.
RIA
CRD#: 18464
OCEANSIDE, CA
Past
December 10, 2012 - October 23, 2018
FORESTERS EQUITY SERVICES, INC.
BD
CRD#: 18464
SAN DIEGO, CA
Past
January 7, 2008 - December 7, 2012
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
SAN CLEMENTE, CA
Past
November 13, 2007 - December 7, 2012
SECURITIES AMERICA, INC.
BD
CRD#: 10205
SAN CLEMENTE, CA
Past
August 31, 2006 - November 29, 2007
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
SAN DIEGO, CA
Past
July 19, 2006 - November 29, 2007
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
SAN DIEGO, CA
Past
May 14, 2003 - January 3, 2005
FIRST WESTERN ADVISORS
RIA
CRD#: 13623
MIDVALE, UT
Past
May 12, 2003 - January 3, 2005
FIRST WESTERN ADVISORS
BD
CRD#: 13623
HOLLADAY, UT
Past
February 7, 2001 - May 12, 2003
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
MIDVALE, UT
Past
January 25, 2000 - May 12, 2003
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
April 7, 1998 - February 1, 2000
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/23/2018)
IAR
California(10/24/2018)
RR
North Carolina(10/23/2018)
RR
Utah(10/23/2018)
IAR
Utah(11/1/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
432 Security Blvd. Ste. 101, Green Bay, WI 54313-9709
Mailing Address
432 Security Blvd., Green Bay, WI 54313
Phone number
(920) 662-9500
Established
Wisconsin since 07/11/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
286
SEC notice filing (47 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KELLY, ZACHARY P | DIRECTOR, SHAREHOLDER, CEO, BOARD PRESIDENT & SECRETARY | 5263665 |
| VAN ESS, WILLIAM SCOTT | DIRECTOR, SHAREHOLDER, CHAIRMAN OF THE BOARD | 1929840 |
| WESTENBERG, STEVEN G | DIRECTOR, SHAREHOLDER, VICE CHAIRMAN , TREASURER | 2440924 |
| BOSTWICK, KAREN P | SHAREHOLDER | 2643853 |
| DOELGER, AARON ANDREW | SHAREHOLDER, CHIEF COMPLIANCE OFFICER | 4357639 |
Regulatory assets under management
| Total Number of Accounts | 4,245 |
| AUM (Assets Under Management) | $ 909,478,703 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
