Michael J. Haddad
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Haddad JR was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2000. Michael had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2015 - October 31, 2017
CAPITAL ONE ADVISORS, LLC
January 2, 2015 - October 31, 2017
CAPITAL ONE INVESTING, LLC
January 2, 2012 - January 2, 2015
CAPITAL ONE INVESTMENT SERVICES LLC
December 15, 2011 - January 28, 2015
CAPITAL ONE FINANCIAL ADVISORS LLC
July 3, 2007 - December 31, 2009
WELLS FARGO CLEARING SERVICES, LLC
December 15, 2005 - December 31, 2009
WELLS FARGO CLEARING SERVICES, LLC
January 11, 2005 - September 2, 2005
CITICORP INVESTMENT SERVICES
November 20, 2003 - December 31, 2004
METROPOLITAN LIFE INSURANCE COMPANY
November 20, 2003 - December 31, 2004
MSI FINANCIAL SERVICES, INC.
September 30, 2002 - July 21, 2003
GLOBAL ATLANTIC DISTRIBUTORS, LLC
February 4, 2002 - October 17, 2002
HIMCO DISTRIBUTION SERVICES COMPANY
January 6, 2000 - September 12, 2001
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL ONE ADVISORS, LLC
CRD#: 136865 / SEC#: 801-64662
Contact information
Documents
Red Flags
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