ML
Michael W. Long
CETERA INVESTMENT ADVISERS LLC
CINCINNATI, OH 45251
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CRD#: 3005659
ML
Professional summary
Michael Wayne Long, who also goes by Mike Long, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Cincinnati, Ohio and CETERA WEALTH SERVICES, LLC located in Cincinnati, Ohio.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Long
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE SALES - MULTIPLE CARRIERS POSITION: INSURANCE SALES AGENT NATURE: GROUP DISIBILITY INSURANCE, LIFE, ANNUITIES; N AMERICAN, AIG, METLIFE INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2006 DESCRIPTION: SALES OF INSURANCE THRU CORE GROUP 2) MWL PROPERTIES, LLC POSITION: OWNER NATURE: RENTAL REAL ESTATE AND PROPERTY HOLDINGS INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2009 ADDRESS: Hamilton OH , DESCRIPTION: Rental property 3) LONG SCHAEFER FINANCIAL ADVISORS, LLC POSITION: MEMBER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2001 ADDRESS: Cincinnati OH , DESCRIPTION: Provide financial services to clients. 4) LONG GONE FARMING POSITION: BREEDING, CARE AND SALE OF MEAT GOATS NATURE: LIVESTOCK INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: null START DATE: 01/01/1999 ADDRESS: Cincinnati OH , DESCRIPTION: Breeding, care and sale of meat goats 5) AFLAC POSITION: Agent NATURE: Group benefits and individual benefits: Life, DI, etc. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 02/18/2019 ADDRESS: 1932 Wynnton Road, Columbus GA 31999, DESCRIPTION: Originate business for which current solutions do not fit. 6) LONG, SCHAEFER & COMPANY, INC. POSITION: CPA/PFS Managing Partner NATURE: CPA Firm INVESTMENT RELATED: No NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 130 START DATE: 06/01/1990 ADDRESS: 9600 Colerain Avenue, Suite 204, Cincinnati OH 45251, DESCRIPTION: Accounting & Tax. Management. 8)Colerain Professional Associates LLC; Managing Member; Real Estate Owner/Operator; NIR; 0; 01/01/2022; 1645 Hogue Road Hamilton OH 45013; Property management
CRS (Client Relationship Summary) - RIA
Click below to view Michael Wayne Long's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3377 Compton Road Suite 120, Cincinnati, OH 45251RIA
CRD#: 105644
CINCINNATI, OH
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3377 Compton Road Suite 120, Cincinnati, OH 45251BD
CRD#: 13572
CINCINNATI, OH
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
CINCINNATI, OH
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
CINCINNATI, OH
Past
November 5, 2001 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
CINCINNATI, OH
Past
January 10, 2001 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
CINCINNATI, OH
Past
February 12, 1998 - January 4, 2001
AMERICAN GENERAL EQUITY SERVICES CORPORATION
BD
CRD#: 5435
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/5/2025)
RR
Indiana(9/5/2025)
RR
Kentucky(9/5/2025)
RR
New Hampshire(9/19/2025)
RR
Ohio(9/5/2025)
IAR
Ohio(9/5/2025)
RR
Tennessee(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Cincinnati, OH 45251TRUST BUT VERIFY
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