Hugh W. Connelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hugh William Connelly was a registered financial professional .
Hugh is a previously registered financial professional and started their career in finance in 1998. Hugh had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2012 - August 10, 2023
401K TUNE-UP
October 1, 1999 - November 23, 1999
WELLS FARGO CLEARING SERVICES, LLC
February 18, 1998 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
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Exams
Current Firm
401K TUNE-UP
CRD#: 161376 / SEC#:
Contact information
Red Flags
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