Tyson Jon Ray
CFP®, CIMA®Professional Summary
Tyson Jon Ray, CFP®, CIMA® is a registered financial advisor currently at FORM WEALTH ADVISORS, LLC located in Lake Geneva, Wisconsin. Tyson is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Tyson has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Financial Planning
- Estate & Legacy Planning
- Retirement Planning
Biography
Tyson Ray, CFP®, CIMA® is a Founding Partner and CEO at FORM Wealth Advisors in Lake Geneva, Wisconsin. He has over 20 years of experience and works with a dynamic team, helping make their client's lives better. Tyson seeks to be an alternative to financial advisors who focus on money and the markets. He has dedicated his career to concentrate on the relationships and the FORM his client's lives are taking. FORM is an acronym...
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
linkedin.com/in/xxxxxx
facebook.com/xxxxxx
xxxxx@xxxx.xxx
Website
xxxxxxxxxx.xxx
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
28 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
FORM WEALTH ADVISOR | FORM WEALTH ADVISORS, LLC
Contact Information
Main Address
431 Geneva National Ave S, Lake Geneva, WI 53147-4881Phone Number
(262) 686-3005# of Employees
17SEC notice filing (13 States and Territories)
Registered to provide investment advisory services in 13 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,724AUM (Assets Under Management)
$1,055,571,284Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
FORM WEALTH ADVISOR | FORM WEALTH ADVISORS, LLC
State Registrations and Notice Filings
(11/20/2025)
(6/1/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2001About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Dec 2000About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Tyson Jon Ray's CRS (Customer Relationship Summary).
Services Offered by Tyson
- Financial Planning
- Estate & Legacy Planning
- Retirement Planning
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