CL
Charles E. Lalanne
ASTRA VENTURES
New York, NY
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CRD#: 3005327
CL
Professional summary
Charles Edgar Lalanne is a registered financial advisor currently at ASTRA VENTURES located in New York, New York.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Charles has worked at 3 firms and has passed the Series 65, Series 63, Series 3, SIE, Series 7, Series 55 and Series 25 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Edgar Lalanne's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2021 - Present
ASTRA VENTURES
RIA
CRD#: 306263
New York, NY
Past
February 17, 2011 - December 1, 2014
MACRO RISK ADVISORS LLC
BD
CRD#: 148143
RYE, NY
Past
November 16, 2001 - October 13, 2004
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AV
ASTRA VENTURES
ASTRA VENTURES | MAG CAP VENTURES LLC | MAG CAP VENTURES | ASTRA VENTURES INVESTMENT PARTNERS LLC
CRD#: 306263 / SEC#: 801-130617
RIA
Registered Investment Advisory firm - (7/12/2024 Approved)Mississippi
Registered Investment Advisory firm - (8/7/2024 Terminated)Tennessee
Registered Investment Advisory firm - (8/1/2024 Terminated)Texas
Registered Investment Advisory firm - (8/1/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Mississippi(3/21/2021)
IAR
Tennessee(3/23/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 7/10/2004
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
RR
Series 25
Date: 2/20/2003
NYSE Trading Assistant ExaminationCurrent Firm
AV
ASTRA VENTURES
ASTRA VENTURES | MAG CAP VENTURES LLC | MAG CAP VENTURES | ASTRA VENTURES INVESTMENT PARTNERS LLC
CRD#: 306263 / SEC#: 801-130617
RIA
Registered Investment Advisory firm - (7/12/2024 Approved)Mississippi
Registered Investment Advisory firm - (8/7/2024 Terminated)Tennessee
Registered Investment Advisory firm - (8/1/2024 Terminated)Texas
Registered Investment Advisory firm - (8/1/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Nashville, TN
Mailing Address
Phone number
(901) 230-5576
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 52 |
| AUM (Assets Under Management) | $ 134,539,419 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/31/2025 | ||
| 02/19/2025 | ||
| 02/28/2024 | ||
| 01/27/2023 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 6/5/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
