Derek P. Lautato
Professional summary
Derek Paul Lautato is a registered financial professional currently at CHIMERA SECURITIES, LLC located in New York, New York.
Derek is registered as a RR (Registered Representative) and started their career in finance in 1998. Derek has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Derek Paul Lautato's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 27, 2016 - Present
CHIMERA SECURITIES, LLC
Office #1: 27 Union Square West 4th Floor, New York, NY 10003July 31, 2015 - May 27, 2016
T3 TRADING GROUP, LLC
March 21, 2011 - July 29, 2015
CHIMERA SECURITIES, LLC
October 20, 2005 - June 30, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
February 28, 2003 - October 21, 2004
EVOLUTION FINANCIAL TECHNOLOGIES, LLC
April 23, 2001 - March 27, 2003
HEARTLAND SECURITIES CORP.
July 29, 1998 - July 30, 1999
NEBRASKA HUDSON COMPANY, INC.
March 4, 1998 - March 27, 1998
R.M. STARK & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/23/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
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