John A Butler | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John A Butler was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 2000. John had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 17, 2018 - January 9, 2020

WEALTH WATCH ADVISORS, INC

RIA

CRD#: 172002

WHEAT RIDGE, CO

Past

July 7, 2015 - August 25, 2016

NEWPORT COAST SECURITIES, INC.

RIA

CRD#: 16944

Wheat Ridge, CO

Past

July 7, 2015 - August 25, 2016

NEWPORT COAST SECURITIES, INC.

BD

CRD#: 16944

DENVER, CO

Past

January 27, 2015 - February 20, 2015

REGULUS FINANCIAL GROUP, LLC

BD

CRD#: 150631

KENTWOOD, MI

Past

December 23, 2014 - February 20, 2015

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

DENVER, CO

Past

August 24, 2000 - August 19, 2014

THE O.N. EQUITY SALES COMPANY

BD

CRD#: 2936

BLOOMINGTON, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WW

WEALTH WATCH ADVISORS, INC

CRD#: 172002 / SEC#: 801-96180

RIA

Registered Investment Advisory firm - (5/6/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 12/23/2014

Uniform Combined State Law Examination

State Security Law Exam

RR

Series 63

Date: 9/11/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 8/25/2016

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 8/23/2000

General Securities Representative Examination

General Industry/Product Exam

RR

Series 3

Date: 1/12/1998

National Commodity Futures Examination

Current Firm

WW

WEALTH WATCH ADVISORS, INC

CRD#: 172002 / SEC#: 801-96180

RIA

Registered Investment Advisory firm - (5/6/2015 Approved)

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Contact information

Main Address

S Valley Hwy 8310, Englewood, CO 80112

Mailing Address

Phone number

(855) 822-3708

Established

Firm type

Fiscal year end

# of Employees

54

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,556
AUM (Assets Under Management)	$ 473,650,570

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John A. Butler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WEALTH WATCH ADVISORS, INC

NEWPORT COAST SECURITIES, INC.

NEWPORT COAST SECURITIES, INC.

REGULUS FINANCIAL GROUP, LLC

REGAL INVESTMENT ADVISORS LLC

THE O.N. EQUITY SALES COMPANY

Primary Firm SEC Registration

WEALTH WATCH ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/23/2014

Series 63

Date: 9/11/2000

SIE

Date: 8/25/2016

Series 7

Date: 8/23/2000

Series 3

Date: 1/12/1998

Current Firm

WEALTH WATCH ADVISORS, INC

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH WATCH ADVISORS, INC

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