Luke K. Gheen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luke Kenneth Gheen was a registered financial professional .
Luke is a previously registered financial professional and started their career in finance in 2011. Luke had worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2017 - July 30, 2024
LEVEL 5 FINANCIAL, LLC
August 1, 2012 - September 12, 2017
ADVISERS INVESTMENT MANAGEMENT, INC.
December 2, 2011 - August 7, 2012
MATTHEWS ADVISORS, LLC
State Registrations and Notice Filings
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Current Firm
LEVEL 5 FINANCIAL, LLC
CRD#: 283018 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 278 |
| AUM (Assets Under Management) | $ 57,940,800 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
