Dennis C. Hanrahan
Professional summary
Dennis Christopher Hanrahan was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Dennis Christopher Hanrahan was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 2000. Dennis had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2013 - December 22, 2022
SPARTAN CAPITAL SECURITIES, LLC
August 6, 2012 - June 18, 2013
JOHN THOMAS FINANCIAL
January 3, 2012 - June 7, 2012
ROCKWELL GLOBAL CAPITAL LLC
August 11, 2008 - December 22, 2011
OBSIDIAN FINANCIAL GROUP, LLC
October 10, 2005 - August 7, 2008
EMPIRE FINANCIAL GROUP, INC.
December 21, 2001 - November 1, 2005
EKN FINANCIAL SERVICES INC.
October 22, 2001 - December 21, 2001
EHRENKRANTZ KING NUSSBAUM
July 27, 2001 - October 22, 2001
WEATHERLY SECURITIES CORPORATION
December 8, 2000 - July 18, 2001
LADENBURG CAPITAL MANAGEMENT INC.
November 30, 2000 - December 21, 2000
HAPOALIM SECURITIES USA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPARTAN CAPITAL SECURITIES, LLC
CRD#: 146251 / SEC#: , 8-67801
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SPARTAN CAPITAL HOLDINGS, LLC | OWNER | |
| BASIS, THEOLOGOS STAVROS | CHIEF COMPLIANCE OFFICER / AML OFFICER | 2574740 |
| DACOSTA, MAURICE MICHAEL | CFO / FINOP | 5500926 |
| HEILPERN, GERALD MARTIN | MUNICIPAL SECURITIES PRINCIPAL | 241803 |
| LOWRY, JOHN DENNIS | CEO/MANAGING MEMBER | 4336146 |
| MONCHIK, KIM MARIE | CAO | |
| SNOOZY, MARK JAMES | ROSFP | 2822325 |
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
| Arbitration | 4 |
Red Flags
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