William M. Jordan
Professional summary
William Michael Jordan was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
William is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, William had worked at 6 firms, which includes WILLIAM JORDAN INVESTMENTS INC., SECURITIES EQUITY GROUP, OSAIC SERVICES INC., SENTRA SECURITIES CORPORATION, LPL FINANCIAL LLC, EDWARD JONES.
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2008 - August 16, 2017
WILLIAM JORDAN INVESTMENTS, INC.
August 15, 2007 - December 31, 2007
WILLIAM JORDAN INVESTMENTS, INC.
December 16, 2005 - August 26, 2010
SECURITIES EQUITY GROUP
October 31, 2005 - December 31, 2005
OSAIC SERVICES, INC.
October 31, 2005 - December 31, 2005
OSAIC SERVICES, INC.
March 20, 2002 - October 31, 2005
SENTRA SECURITIES CORPORATION
June 22, 2001 - October 31, 2005
SENTRA SECURITIES CORPORATION
December 21, 1999 - July 5, 2001
LPL FINANCIAL LLC
March 10, 1998 - December 9, 1999
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
WILLIAM JORDAN INVESTMENTS, INC.
CRD#: 127495 / SEC#:
Contact information
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