Peggy D. Martin

FAMILY WEALTH CONSULTANTS

San Jose, CA 95126

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CRD#: 3004511

Professional summary

Peggy Dessert Martin, ChFC®, CLU® is a registered financial advisor currently at FAMILY WEALTH CONSULTANTS, INC. located in San Jose, California and FOURSTAR WEALTH ADVISORS, LLC located in San Jose, California.

Peggy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Peggy has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)FAMILY WEALTH CONSULTANTS, INC.; INVESTMENT RELATED; SAN JOSE, CA; RIA PRIVATE FD MGMT; OWNER; 2010; 6HRS; 6HRS; REVIEWING CLIENT PARTICIPATION (2) ISPF-AAUW; NON-PROFIT; NOT INVSMT RELATED; SAN JOSE, CA; ADVOCATING FOR WOMEN/GIRLS; PRESIDENT; 2019; 1HR; PRESIDE OVER 2 MEETINGS (3) MORGAN HILL CMMTY FDNT; NOT INVSMT RELATED; MORGAN HILL, CA; FOUNDATION; TREASURER; 2015; 12HRS; BOARD MEETINGS, ACCOUNTING. (4) SUSAN CHARLES BERGOFF FDTN; NOT INVSMT RELATED; MORGAN HILL, CA; FOUNDATION; CFO; 2017; 8HRS; SPEAKER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peggy Dessert Martin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

August 3, 2005 - Present

FAMILY WEALTH CONSULTANTS, INC.

Office #1: 1541 The Alameda, San Jose, CA 95126

RIA

CRD#: 128494

San Jose, CA

Current

September 27, 2022 - Present

FOURSTAR WEALTH ADVISORS, LLC

Office #1: 1541 The Alameda, San Jose, CA 95126

RIA

CRD#: 169613

SAN JOSE, CA

Past

September 12, 2003 - August 3, 2005

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

SAN JOSE, CA

Past

February 18, 1999 - September 9, 2003

FAMILY WEALTH CONSULTANTS, INC.

RIA

CRD#: 128078

SAN JOSE, CA

Past

March 10, 1998 - April 8, 2008

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

SAN JOSE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOURSTAR WEALTH ADVISORS, LLC

FAMILY WEALTH LEGACY ADVISORS | GINGER ADVISORS, LLC | FOURSTAR WEALTH ADVISORS, LLC

CRD#: 169613 / SEC#: 801-110467

RIA

Registered Investment Advisory firm - (4/21/2017 Approved)

Illinois

Registered Investment Advisory firm - (4/21/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/3/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/8/1998

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/6/1998

General Securities Representative Examination

Current Firm

FOURSTAR WEALTH ADVISORS, LLC

FAMILY WEALTH LEGACY ADVISORS | GINGER ADVISORS, LLC | FOURSTAR WEALTH ADVISORS, LLC

CRD#: 169613 / SEC#: 801-110467

RIA

Registered Investment Advisory firm - (4/21/2017 Approved)

Illinois

Registered Investment Advisory firm - (4/21/2017 Terminated)

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Contact information

Main Address

1 N. Lasalle Street Suite 2225, Chicago, IL 60602

Mailing Address

Phone number

(312) 667-1750

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,309
AUM (Assets Under Management)	$ 1,240,902,908

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/29/2025	Cover Page	Report
05/28/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peggy D. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peggy Dessert Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

FAMILY WEALTH CONSULTANTS, INC.

FOURSTAR WEALTH ADVISORS, LLC

KESTRA INVESTMENT SERVICES, LLC

FAMILY WEALTH CONSULTANTS, INC.

KESTRA INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

FOURSTAR WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/8/1998

Series 7

Date: 3/6/1998

Current Firm

FOURSTAR WEALTH ADVISORS, LLC

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FOURSTAR WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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