Toijuan A. Bell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Toijuan Anthony Bell, who also goes by Toijuan A Bell, Toijvan Anthony Bell, was a registered financial professional .
Toijuan is a previously registered financial professional and started their career in finance in 1998. Toijuan had worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2005 - October 24, 2024
AVANTAX ADVISORY SERVICES
December 3, 2003 - October 24, 2024
AVANTAX INVESTMENT SERVICES, INC.
August 29, 2001 - December 18, 2003
MORGAN STANLEY DW INC.
May 2, 2001 - December 18, 2003
MORGAN STANLEY DW INC.
November 29, 2000 - May 24, 2001
WATERSTONE FINANCIAL GROUP, INC.
December 11, 1998 - November 13, 2000
AVANTAX INVESTMENT SERVICES, INC.
February 20, 1998 - April 13, 1999
IDS LIFE INSURANCE COMPANY
February 20, 1998 - April 13, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
