Clyde G. Goodnight
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clyde Glendell Goodnight was a registered financial professional .
Clyde is a previously registered financial professional and started their career in finance in 1998. Clyde had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2014 - August 6, 2015
HORNOR, TOWNSEND & KENT, LLC
January 30, 2014 - August 6, 2015
HORNOR, TOWNSEND & KENT, LLC
January 19, 2010 - December 31, 2013
IPI WEALTH MANAGEMENT, INC.
January 12, 2010 - December 31, 2013
INVESTMENT PLANNERS, INC.
May 11, 2005 - November 30, 2009
WOODBURY FINANCIAL SERVICES, INC.
September 19, 2003 - November 30, 2009
WOODBURY FINANCIAL SERVICES, INC.
October 5, 1999 - September 29, 2003
OSAIC FA, INC.
October 5, 1999 - September 29, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 5, 1999 - September 29, 2003
OSAIC FA, INC.
October 5, 1998 - September 20, 1999
PRINCIPAL SECURITIES, INC.
May 26, 1998 - October 1, 1998
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
