Pamela S. Silberman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela Sue Silberman was a registered financial professional .
Pamela is a previously registered financial professional and started their career in finance in 1998. Pamela had worked at 3 firms and has passed the Series 63, SIE, Series 62, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2015 - June 16, 2016
SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC
July 1, 2009 - May 19, 2015
LBC CAPITAL PARTNERS LLC
October 29, 1998 - May 6, 1999
SECURITY CAPITAL MARKETS GROUP INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 6/25/2009
Corporate Securities Limited Representative ExaminationCurrent Firm
SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC
CRD#: 170062 / SEC#: , 8-69407
Contact information
FINRA licenses (52 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
