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Pamela S. Silberman

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CRD#: 3004215
PS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Pamela Sue Silberman was a registered financial professional .

Pamela is a previously registered financial professional and started their career in finance in 1998. Pamela had worked at 3 firms and has passed the Series 63, SIE, Series 62, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 15, 2015 - June 16, 2016

SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC

BD
CRD#: 170062
Bethesda, MD
Past

July 1, 2009 - May 19, 2015

LBC CAPITAL PARTNERS LLC

BD
CRD#: 148245
WASHINGTON, DC
Past

October 29, 1998 - May 6, 1999

SECURITY CAPITAL MARKETS GROUP INCORPORATED

BD
CRD#: 29708
SANTA FE, NM

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/13/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/16/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 62
Date: 6/25/2009
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/28/1998
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/4/2009
General Securities Principal Examination

Current Firm

SL
SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC
BKUS CAPITAL LLC | SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC | REALFUND CAPITAL LLC | EDGEMOOR PARTNERS LLC

CRD#: 170062 / SEC#: , 8-69407

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
96 Worcester Street, Wellesley Hills, MA 02481
Mailing Address
96 Worcester Street, Wellesley Hills, MA 02481
Phone number
(774) 217-3429
Established
Delaware since 10/11/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SLC ASSET MANAGEMENT LLCMANAGING MEMBER
DREPAUL, ROSHNI ARUNAFINOP, PFO,POO6487453
LOUSARARIAN, BRETT JULIUSPRESIDENT5464727
MAGROSKY, EMILY CATHERINECHIEF COMPLIANCE OFFICER7945134

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC

CRD#: 170062

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