RM
Robert T. Methven
FORUM FINANCIAL MANAGEMENT, LP
MIDLOTHIAN, VA 23113
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CRD#: 3004179
RM
Professional summary
Robert Thomas Methven, who also goes by Robert Thomas Methren, Robert Methven, is a registered financial advisor currently at FORUM FINANCIAL MANAGEMENT, LP located in Midlothian, Virginia.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Robert has worked at 6 firms and has passed the Series 63, Series 65, Series 7, Series 24 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert Thomas Methren | Robert Methven
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Do Rights Inc.; Not investment-related; 107 Willow Oaks Road, Goochland, VA 23238; Healthcare non-profit; Member of Board of Directors; 3/2020; Less than 5 hours/month devoted; 0 hours during securities trading hours; Attend Board of Directors meetings. 2) Methven Business Services LLC; Not investment-related; 14321 Winter Breeze Drive, Suite 34, Midlothian, VA 23113; Information technology and business consulting; President/Member; 6/2010; less than 5 hours/month devoted; 0 hours during securities trading hours; Tax return preparation and administrative duties. 3) Sole Proprietor; Not investment-related; 14321 Winter Breeze Drive, Suite 24, Midlothian, VA 23113; Insurance sales; Insurance agent; 7/2007; 5 hours/month devoted; less than 5 hours during securities trading hours; Insurance sales. 4) F.A.M. LLC; investment-related; 1900 S. Highland Ave. Suite 100, Lombard, IL 60148; General Partner to Forum Financial Management, LP; Member; 01/2014; Less than 5 hours per month; less than 5 hours during securities trading hours; Provide certain management services pursuant to Forum Financial Management LP as part of a service agreement.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Thomas Methven's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 26, 2009 - Present
FORUM FINANCIAL MANAGEMENT, LP
Office #1: 14321 Winter Breeze Drive Suite 24, Midlothian, VA 23113RIA
CRD#: 145706
MIDLOTHIAN, VA
Past
July 2, 2007 - August 24, 2009
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
RICHMOND, VA
Past
June 12, 2007 - March 1, 2011
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
MIDLOTHIAN, VA
Past
March 5, 2004 - September 15, 2004
HOCHMAN & BAKER SECURITIES, INC.
BD
CRD#: 19949
STAMFORD, CT
Past
September 30, 2003 - May 27, 2005
GE INVESTMENT DISTRIBUTORS, INC
BD
CRD#: 32087
STAMFORD, CT
Past
June 5, 2002 - February 13, 2007
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
RICHMOND, VA
Past
June 5, 2002 - July 2, 2007
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
RICHMOND, VA
Past
January 11, 1999 - May 14, 2002
GE INVESTMENT DISTRIBUTORS, INC
BD
CRD#: 32087
STAMFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FORUM FINANCIAL MANAGEMENT, LP
FORUM | WEALTH ADVISER ALLIANCE | FORUM FINANCIAL MANAGEMENT, LP | FORUM FINANCIAL MANAGEMENT, LLC | FORUM FINANCIAL
CRD#: 145706 / SEC#: 801-69970
RIA
Registered Investment Advisory firm - (3/9/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(12/22/2011)
IAR
Virginia(8/26/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
FF
FORUM FINANCIAL MANAGEMENT, LP
FORUM | WEALTH ADVISER ALLIANCE | FORUM FINANCIAL MANAGEMENT, LP | FORUM FINANCIAL MANAGEMENT, LLC | FORUM FINANCIAL
CRD#: 145706 / SEC#: 801-69970
RIA
Registered Investment Advisory firm - (3/9/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1900 South Highland Avenue Suite 100, Lombard, IL 60148
Mailing Address
Phone number
(630) 873-8520
Established
Firm type
Fiscal year end
# of Employees
140
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 21,456 |
| AUM (Assets Under Management) | $ 9,030,636,924 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/08/2025 | ||
| 12/20/2024 | ||
| 10/19/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FORUM FINANCIAL MANAGEMENT, LP
CRD#: 145706Midlothian, VA 23113TRUST BUT VERIFY
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