David H. Worley

BISON FINANCIAL GROUP

Creve Coeur, MO 63141

Some features on this profile are disabled

CRD#: 3004078

Professional summary

David Holt Worley, who also goes by Dave Worley, is a registered financial advisor currently at BISON FINANCIAL GROUP, LLC located in Creve Coeur, Missouri.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. David has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave Worley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INDEPENDENT INSURANCE AGENT, CREVE COEUR, MO. FIXED INSURANCE. AGENT. 10 HOURS/MO; 10 DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Holt Worley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 2023 - Present

BISON FINANCIAL GROUP, LLC

Office #1: 12645 Olive Boulevard Suite 229, Creve Coeur, MO 63141

RIA

CRD#: 325190

Creve Coeur, MO

Past

May 21, 2020 - May 12, 2022

THE WORLEY BANKS GROUP, LLC

RIA

CRD#: 306890

CREVE COEUR, MO

Past

June 4, 2018 - May 21, 2020

PRIVATE CLIENT SERVICES, LLC

CRD#: 120222

Creve Coeur, MO

Past

November 18, 2015 - September 4, 2020

RFG ADVISORY, LLC

RIA

CRD#: 158401

Creve Coeur, MO

Past

December 6, 2010 - October 30, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

CREVE COEUR, MO

Past

December 6, 2010 - June 8, 2018

LPL FINANCIAL LLC

CRD#: 6413

CREVE COEUR, MO

Past

July 18, 2008 - December 8, 2010

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

FESTUS, MO

Past

October 22, 2007 - December 8, 2010

NATIONAL PLANNING CORPORATION

CRD#: 29604

FESTUS, MO

Past

July 24, 2006 - October 30, 2007

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

FESTUS, MO

Past

October 1, 2002 - July 3, 2006

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

FESTUS, MO

Past

July 19, 1999 - October 1, 2002

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

Past

March 2, 1998 - July 1, 1998

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

March 2, 1998 - July 1, 1998

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(4/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/16/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/4/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/25/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BISON FINANCIAL GROUP, LLC

CRD#: 325190 / SEC#:

Illinois

Registered Investment Advisory firm - (1/7/2025 Approved)

Missouri

Registered Investment Advisory firm - (4/14/2023 Approved)

Texas

Registered Investment Advisory firm - (2/15/2024 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

12645 Olive Boulevard Suite 229, Creve Coeur, MO 63141

Mailing Address

Phone number

(314) 949-5595

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	564
AUM (Assets Under Management)	$ 71,338,930

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Aaron Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Frontenac, MO

Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

IAR

ST. LOUIS, MO

Michael Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

IAR

ST. PETERS, MO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David H. Worley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Holt Worley's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE WORLEY BANKS GROUP, LLC

PRIVATE CLIENT SERVICES, LLC

RFG ADVISORY, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

AMERICAN GENERAL SECURITIES INCORPORATED

AMERICAN GENERAL SECURITIES INCORPORATED

AMERICAN GENERAL EQUITY SERVICES CORPORATION

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/16/2008

Series 63

Date: 3/4/1998

SIE

Date: 10/1/2018

Series 6

Date: 2/25/1998

Current Firm

BISON FINANCIAL GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BISON FINANCIAL GROUP, LLC

TRUST BUT VERIFY

Similar Advisors