William D. Laemmel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Dunloy Laemmel was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1963. William had worked at 5 firms and has passed the Series 63, SIE, Series 86, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2003 - September 3, 2015
DIVINE CAPITAL MARKETS LLC
February 4, 1997 - October 3, 2003
MAY, DAVIS GROUP INC.
June 17, 1988 - March 24, 1997
WR LAZARD, LAIDLAW INCORPORATED
May 6, 1974 - June 24, 1988
KUHNS BROTHERS & LAIDLAW, INC.
June 28, 1963 - February 20, 1974
MIDDENDORF, COLGATE & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 8/15/1977
AMEX Put and Call ExamSeries 1
Date: 6/25/1963
Registered Representative ExaminationCurrent Firm
DIVINE CAPITAL MARKETS LLC
CRD#: 118212 / SEC#: , 8-53650
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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