Paul W. Corley
Professional summary
Paul Wayne Corley, who also goes by Paul W Corley, Paulw Corley, is a registered financial advisor currently at CORLEY CAPITAL LLC located in Brandenburg, Kentucky.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Paul has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Paul Wayne Corley's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2020 - Present
CORLEY CAPITAL LLC
February 1, 2019 - February 19, 2020
XML FINANCIAL GROUP
July 22, 2009 - February 1, 2019
XML SECURITIES
July 22, 2009 - February 19, 2020
XML SECURITIES
June 1, 2009 - August 14, 2009
MORGAN STANLEY
June 1, 2009 - August 14, 2009
MORGAN STANLEY
April 20, 2001 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
March 27, 2001 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
February 17, 1998 - March 28, 2001
INVESTMENT CENTERS OF AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/17/2020)
(3/20/2020)
(3/6/2020)
Exams
Current Firm
CORLEY CAPITAL LLC
CRD#: 301873 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 46 |
| AUM (Assets Under Management) | $ 17,612,512 |
Red Flags
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