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Alyssa J. Fiumano

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CRD#: 3003477
AF

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Alyssa Jeanette Fiumano, AIF®, who also goes by Alyssa Rakovich Beaulieu, Alyssa Jeannette Culver, Alyssa Jeanette Rakovich, Alyssa Jeannette Rakovich, was a registered financial professional .

Alyssa is a previously registered financial professional and started their career in finance in 1998. Alyssa had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Alyssa Rakovich Beaulieu | Alyssa Jeannette Culver | Alyssa Jeanette Rakovich | Alyssa Jeannette Rakovich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Below are current business activities outside the scope of Naples Asset Management Company, LLC that Alyssa Rakovich is involved: 1.INY LLC, 11161 E State Road 70 Ste 110-528 Lakewood Ranch, FL 34202 Position: Consultant 10/31/2016 to present. Business Activity: Provide various business consulting and training, approximately 1 hour a quarter consulting. Not investment related. 2.Phillips & Cohen Associates, Ltd, 1002 Justison St, Wilmington, DE 19801, Position: Director Strategic Partnerships Role: Business development 35 hours a week Not Investment Related. 3.The Token Authority 11161 E State Road 70 Ste 110-528 Lakewood Ranch, FL 34202 Position: Consultant Provides consulting education and training 2 hours a month. Not Investment Related. 4.LQD Assets LLC 11161 E State Road 70 Ste 110-528 Lakewood Ranch, FL 34202 Position: Consultant Provides consulting and education services. 2 hours a week. Not Investment Related.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Past

January 8, 2019 - July 30, 2019

MSC - BD, LLC

BD
CRD#: 142927
LAKE OSWEGO, OR
Past

November 20, 2018 - November 22, 2024

NAMCOA

RIA
CRD#: 133978
Bradenton, FL
Past

February 22, 2016 - September 28, 2018

TRUST ADVISORY GROUP LTD

RIA
CRD#: 106926
Bradenton, FL
Past

February 19, 2016 - September 28, 2018

AGES FINANCIAL SERVICES, LTD.

BD
CRD#: 15427
Bradenton, FL
Past

June 1, 2009 - October 15, 2015

MORGAN STANLEY

RIA
CRD#: 149777
SARASOTA, FL
Past

June 1, 2009 - October 15, 2015

MORGAN STANLEY

BD
CRD#: 149777
SARASOTA, FL
Past

January 2, 2002 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
SARASOTA, FL
Past

February 11, 1999 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
SARASOTA, FL
Past

June 24, 1998 - January 2, 2002

THE ROBINSON-HUMPHREY COMPANY, LLC

BD
CRD#: 723
ATLANTA, GA
Past

March 23, 1998 - June 25, 1998

J.C. BRADFORD & CO.

BD
CRD#: 1287
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 10/26/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/30/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/28/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/20/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 2/14/2007
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 2/6/2007
General Securities Sales Supervisor - Options Module Examination

Current Firm

M-
MSC - BD, LLC
MCINTYRE INVESTMENTS, INC. | NAPLES AIS, INC. | MSC - BD, LLC

CRD#: 142927 / SEC#: , 8-67511

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
5 Centerpointe Drive Suite. 400, Lake Oswego, OR 97035
Mailing Address
5 Centerpointe Drive Suite 400, Lake Oswego, OR 97035
Phone number
(503) 515-1313
Established
Florida since 07/10/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MADISON STREET CAPITAL, LLCOWNER
BOTCHWAY, CHARLES OKAIPRESIDENT5752036
DIAMOS, ANTHONY SOLONFINOP/CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER4872899
MCINTYRE, PAUL JOSEPHCCO1002368

Disclosures

Regulatory Event1
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

MSC - BD, LLC

CRD#: 142927

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