Mark S. Perkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Stanley Perkins was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1998. Mark had worked at 9 firms and has passed the SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2015 - March 3, 2016
TRIPOINT GLOBAL EQUITIES/BANQ(R)
September 14, 2010 - July 16, 2013
BGC FINANCIAL, L.P.
April 28, 2010 - September 16, 2010
GRACE FINANCIAL GROUP LLC
May 4, 2009 - May 28, 2009
MEI NEW YORK, INC
February 15, 2007 - May 28, 2009
ENLACE MARKETS, INC.
April 29, 2004 - March 2, 2005
COLLINS STEWART (SECURITIES) INC.
September 26, 2002 - March 9, 2006
TULLETT LIBERTY BROKERAGE INC.
July 1, 2002 - March 9, 2006
TULLETT PREBON FINANCIAL SERVICES LLC
February 5, 1998 - January 29, 1999
TULLETT & TOKYO SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TRIPOINT GLOBAL EQUITIES/BANQ(R)
CRD#: 143174 / SEC#: , 8-67540
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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