Jacob A. Schlaeger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacob A Schlaeger, who also goes by Jacob Abraham Schlaeger, Jake Schlaeger, was a registered financial professional .
Jacob is a previously registered financial professional and started their career in finance in 2000. Jacob had worked at 10 firms and has passed the Series 63, Series 66, SIE, Series 82 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2015 - July 2, 2018
BRIDGE CAPITAL ASSOCIATES, INC.
July 16, 2008 - June 3, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 16, 2008 - June 3, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 19, 2008 - June 3, 2008
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.
March 25, 2008 - June 3, 2008
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.
September 12, 2006 - March 20, 2008
RBC CAPITAL MARKETS, LLC
August 11, 2006 - March 20, 2008
RBC CAPITAL MARKETS, LLC
February 11, 2004 - April 15, 2005
HEROLD & LANTERN INVESTMENTS, INC.
April 29, 2002 - May 28, 2003
COLLIERS SECURITIES LLC
February 22, 2002 - May 2, 2002
AMERIPRISE ADVISOR SERVICES, INC.
January 1, 2001 - October 31, 2001
MILLER JOHNSON STEICHEN KINNARD, INC.
November 22, 2000 - January 1, 2001
MJK CLEARING, INC.
February 9, 2000 - September 15, 2000
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRIDGE CAPITAL ASSOCIATES, INC.
CRD#: 143475 / SEC#: , 8-67570
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WISNIEWSKI, CAROLINE ELIZABETH | PRESIDENT, CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER, AMLCO | 1463513 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
