Anthony P. Ladas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Peter Ladas, who also goes by Anthony P Ladas, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1969. Anthony had worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2000 - May 24, 2022
MPS-LORIA FINANCIAL PLANNERS,LLC
June 9, 2000 - May 24, 2022
LORIA FINANCIAL GROUP, LLC
April 4, 1997 - June 2, 2000
VOYA FINANCIAL ADVISORS, INC.
June 17, 1971 - April 4, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
February 25, 1969 - April 4, 1997
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
MPS-LORIA FINANCIAL PLANNERS,LLC
CRD#: 122866 / SEC#: 801-66518
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 2/19/1969
Registered Representative ExaminationCurrent Firm
MPS-LORIA FINANCIAL PLANNERS,LLC
CRD#: 122866 / SEC#: 801-66518
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,658 |
| AUM (Assets Under Management) | $ 751,385,359 |
Red Flags
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