Brian A. Taranto

EATON VANCE DISTRIBUTORS

BOSTON, MA 02109

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CRD#: 3002958

Professional summary

Brian Andrew Taranto is a registered financial professional currently at EATON VANCE DISTRIBUTORS, INC. located in Boston, Massachusetts.

Brian is registered as a RR (Registered Representative) and started their career in finance in 1998. Brian has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 13, 2007 - Present

EATON VANCE DISTRIBUTORS, INC.

Office #1: 1 Post Office Square, Boston, MA 02109

CRD#: 37731

BOSTON, MA

Past

May 19, 1998 - July 31, 2007

NATIXIS DISTRIBUTION, LLC

CRD#: 34754

BOSTON, MA

Past

February 19, 1998 - May 15, 1998

EATON VANCE DISTRIBUTORS, INC.

CRD#: 37731

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(11/13/2007)

Exams

State Security Law Exam

Series 63

Date: 2/24/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/18/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 4/16/2002

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

EATON VANCE DISTRIBUTORS, INC.

EATON VANCE DISTRIBUTORS, INC. | EV DISTRIBUTORS, INC. | EATON VANCE DISTRIBUTORS, INC.

CRD#: 37731 / SEC#: , 8-47939

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

One Post Office Square, Boston, MA 02109

Mailing Address

1300 Thames Street C/o Shared Services Compliance - Registration, Baltimore, MD 21231

Phone number

(617) 482-8260

Established

Massachusetts since 07/15/1994

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
MORGAN STANLEY CAPITAL MANAGEMENT, LLC	SHAREHOLDER
FAHEY, LAWRENCE LOUIS	PRINCIPAL OPERATIONS OFFICER	2097212
FAMIGLIETTI, FRANK J	DIRECTOR	2702269
KASETA, LYNN M	CHIEF COMPLIANCE OFFICER	6451373
KUSH, ANTHONY N	PRINCIPAL FINANCIAL OFFICER, AND, FINANCIAL AND OPERATIONS PRINCIPAL OFFICER	7463692
LEFEVRE, BENJAMIN WILLIAM	TEXAS DESIGNATED PRINCIPAL	2261749
LEIMENSTOLL, ANDREW JOHN	DIRECTOR	4640636
MICHAUD, DAVID ANDREW	DIRECTOR	2730645
WITKOS, MATTHEW JOSEPH	PRESIDENT, CEO, AND DIRECTOR	2034689

Red Flags

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Brian A. Taranto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Andrew Taranto's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIXIS DISTRIBUTION, LLC

EATON VANCE DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/24/1998

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 6

Date: 2/18/1998

Series 26

Date: 4/16/2002

FINRA

Current Firm

EATON VANCE DISTRIBUTORS, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

EATON VANCE DISTRIBUTORS, INC.

TRUST BUT VERIFY

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