Johan H. Frisell

CAPITAL WEALTH STRATEGIES

SANTA BARBARA, CA 93105

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CRD#: 3002232

Professional summary

Johan Henrik Frisell, who also goes by Johan Frisell, is a registered financial advisor currently at CAPITAL WEALTH STRATEGIES, LLC located in Santa Barbara, California.

Johan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Johan has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Johan Frisell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) THE ESTATE PLAN 1140 FINANCIAL BLVD., SUITE 100 RENO, NV 89502. BEGAN 1/1/05 AS AN INDEPENDENT ADVISOR DEVELOPING ESTATE PLANS. DEVOTES 4 HRS/MNTH, NONE DURING TRADING. 3)TROPICAL PARADISE (NON-INVESTMENT RELATED), 333 E CALLE LAURELES, SANTA BARBARA, CA 93105; PROPERTY OWNER; START DATE 1/1/09; 1 HR/WK, 0 HR DURING SECURITIES TRADING HRS; RENT OUT MY GUEST HOUSE ON MY PROPERTY FOR SHORT TERM VACATION RENTALS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Johan Henrik Frisell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 30, 2016 - Present

CAPITAL WEALTH STRATEGIES, LLC

Office #1: 3046 De La Vina St, Santa Barbara, CA 93105

RIA

CRD#: 282818

SANTA BARBARA, CA

Past

August 18, 2006 - May 10, 2016

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

SANTA BARBARA, CA

Past

August 18, 2006 - May 10, 2016

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

SANTA BARBARA, CA

Past

May 16, 2003 - August 18, 2006

CENTAURUS FINANCIAL, INC.

RIA

CRD#: 30833

SANTA BARBARA, CA

Past

May 16, 2003 - August 18, 2006

CENTAURUS FINANCIAL, INC.

CRD#: 30833

SANTA BARBARA, CA

Past

September 28, 2000 - May 28, 2003

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

SANTA BARBARA, CA

Past

May 6, 1998 - May 28, 2003

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/30/2016)

IAR

Texas
(4/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/30/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/26/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/10/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/5/1998

General Securities Representative Examination

Current Firm

CAPITAL WEALTH STRATEGIES, LLC

CAPITAL WEALTH STRATEGIES LLC | CAPITAL WEALTH STRATEGIES, LLC

CRD#: 282818 / SEC#:

California

Registered Investment Advisory firm - (3/30/2016 Approved)

Texas

Registered Investment Advisory firm - (3/17/2025 Conditional Restricted)

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Contact information

Main Address

3046 De La Vina St, Santa Barbara, CA 93105

Mailing Address

Phone number

(805) 485-2500

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	116
AUM (Assets Under Management)	$ 55,200,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Johan H. Frisell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Johan Henrik Frisell's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CENTAURUS FINANCIAL, INC.

CENTAURUS FINANCIAL, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/30/1999

Series 63

Date: 3/26/1998

SIE

Date: 5/10/2016

Series 7

Date: 5/5/1998

Current Firm

CAPITAL WEALTH STRATEGIES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CAPITAL WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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