David M. Lackey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Moore Lackey, CFP® was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1969. David had worked at 10 firms and has passed the Series 63, Series 1, Series 4, Series 8 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2016
Experience
September 9, 1986 - December 10, 1987
J. W. GANT & ASSOCIATES, INC.
May 13, 1986 - July 3, 1986
WILSON-DAVIS & CO., INC.
January 17, 1985 - July 24, 1986
TIDD, LACKEY AND CO., INC.
December 15, 1983 - December 27, 1984
WZW FINANCIAL SERVICES, INC.
June 30, 1983 - December 8, 1983
A. G. EDWARDS & SONS, INC.
February 26, 1974 - July 1, 1983
HAMMERBECK AND COMPANY, INC.
November 20, 1973 - August 19, 1974
GEO. GEIST & CO.
October 5, 1973 - December 17, 1973
ROBERTS, SCOTT & CO., INC.
September 26, 1972 - September 25, 1975
FIRST CALIFORNIA COMPANY, INCORPORATED
April 26, 1971 - November 16, 1972
BLYTH EASTMAN DILLON & CO. INCORPORATED
July 8, 1969 - May 22, 1971
FIRST CALIFORNIA COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/26/1969
Registered Representative ExaminationSeries 8
Date: 9/21/1983
General Securities Sales Supervisor Examination (Options Module & General Module)Series 00
Date: 6/27/1975
General Securities Principal ExaminationCurrent Firm
J. W. GANT & ASSOCIATES, INC.
CRD#: 7963 / SEC#: , 8-30910
Contact information
Documents
Red Flags
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