David Moore Lackey
CFP®Professional Summary
David Moore Lackey, CFP® was a registered financial advisor. David was a previously registered financial professional and started their career in finance 1969 - 1987. David had worked at 10 firms and has passed the Series 63, Series 1, Series 4, Series 8 and Series 00 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
57 years in the financial services industry
Current & Past Employments
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Current Firm
J. W. GANT & ASSOCIATES, INC. | TRINITY SECURITIES OF TEXAS, INC.
Contact Information
Established
Illinois since 12/27/1985Firm Type
CorporationFiscal Year End
JuneDocuments
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Jun 1969Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Sep 1983Series 00 — General Securities Principal Examination
Passed Jun 1975Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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