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John C Prewit

CRD# 3001970·Registered 1998 - 2018
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John C Prewit, who also goes by Jc Prewit, John Collins Prewit, John C Prewitt, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1998 - 2018. John had worked at 4 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jc Prewit, John Collins Prewit, John C Prewitt

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

PATRONUS ADVISORS·CRD# 147103
RIA
Parker, TX
July 9, 2008 - November 5, 2018
MINSHALL & COMPANY INC.·CRD# 20050
BD
Tulsa, OK
September 4, 2007 - May 7, 2008
CAPITAL ADVISORS, INC.·CRD# 104643
RIA
Tulsa, OK
August 31, 2007 - June 2, 2008
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Austin, TX
May 15, 1998 - September 19, 2007
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Austin, TX
February 19, 1998 - September 19, 2007

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Current Firm

PA
PATRONUS ADVISORS

PATRONUS ADVISORS | PATRONUS ADVISORS, LLC

CRD#: 147103 / SEC#: 801-69132

Contact Information

Main Address

Parker, TX

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1998About the Series 63 exam

Series 31 — Futures Managed Funds Examination

Passed Apr 2003About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Feb 1998About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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