John C. Prewit
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John C Prewit, who also goes by Jc Prewit, John Collins Prewit, John C Prewitt, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1998. John had worked at 4 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2008 - November 5, 2018
PATRONUS ADVISORS
September 4, 2007 - May 7, 2008
MINSHALL & COMPANY INC.
August 31, 2007 - June 2, 2008
CAPITAL ADVISORS, INC.
May 15, 1998 - September 19, 2007
UBS FINANCIAL SERVICES INC.
February 19, 1998 - September 19, 2007
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PATRONUS ADVISORS
CRD#: 147103 / SEC#: 801-69132
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
