William I. Latham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Ignatious Latham JR, who also goes by Bill Latham Jr, William I Latham, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1998. William had worked at 3 firms and has passed the Series 65, Series 66, Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2012 - August 27, 2021
DFG ADVISORY, LLC
June 8, 2004 - August 24, 2012
CALTON & ASSOCIATES, INC.
July 18, 2000 - August 24, 2012
CALTON & ASSOCIATES, INC.
April 16, 1998 - July 18, 2000
WMA SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
DFG ADVISORY, LLC
CRD#: 164625 / SEC#:
Contact information
Red Flags
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