Lovin M. Thomas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lovin Mathew Thomas, who also goes by Lovin M Thomas, was a registered financial professional .
Lovin is a previously registered financial professional and started their career in finance in 2001. Lovin had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2012 - September 12, 2017
ARMSTRONG SHAW ASSOCIATES INC.
April 26, 2004 - March 18, 2008
NEUBERGER BERMAN BD LLC
April 13, 2004 - March 18, 2008
NEUBERGER BERMAN BD LLC
June 20, 2003 - April 15, 2004
DEUTSCHE BANK SECURITIES INC.
April 10, 2001 - June 19, 2003
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ARMSTRONG SHAW ASSOCIATES INC.
CRD#: 107957 / SEC#: 801-20597
Contact information
Regulatory assets under management
| Total Number of Accounts | 28 |
| AUM (Assets Under Management) | $ 109,268,355 |
Red Flags
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