DA
David P. Aronovitch
PERENNIAL FINANCIAL SERVICES
Santa Monica, CA 90405
Some features on this profile are disabled
CRD#: 3001681
DA
Professional summary
David Philip Aronovitch is a registered financial advisor currently at PERENNIAL FINANCIAL SERVICES located in Santa Monica, California and LPL FINANCIAL LLC located in Santa Monica, California.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. David has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 06/19/2012 - ROSE GREENE FINANCIAL SERVICES/ DBA ONLY/ SANTA MONICA, CA 2. 01/22/2013: DBA ONLY / GREENE GROUP FINANCIAL / SANTA MONICA, CA 3. 9/4/2018 - Perennial Investment Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 08/15/2018 - 80 Hours Per Month/4 Hours During Securities Trading - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in Sept 2018. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 9/4/2018 - Perennial Investment Advisors, LLC - DBA: Rose Greene Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 08/15/2018 - 80 Hours Per Month/4 Hours During Securities Trading - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in Sept 2018. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 3/18/2020 - Perennial Financial and Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 03/12/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 6. 04/09/2024 - Perennial Legacy LLC, DBA Perennial Legacy Insurance Solutions - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started: 4/10/2024 - 10 Hrs/Mo; 0 Hr During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view David Philip Aronovitch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 31, 2018 - Present
PERENNIAL FINANCIAL SERVICES
Office #1: 2665 30th Street Suite #212, Santa Monica, CA 90405RIA
CRD#: 286477
Santa Monica, CA
Current
June 19, 2012 - Present
LPL FINANCIAL LLC
Office #1: 2665 30th Street Suite 212, Santa Monica, CA 90405RIA
BD
CRD#: 6413
Santa Monica, CA
Past
June 19, 2012 - August 5, 2019
LPL FINANCIAL LLC
RIA
CRD#: 6413
LOS ANGELES, CA
Past
May 2, 2009 - December 9, 2010
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
SHERMAN OAKS, CA
Past
May 2, 2009 - December 9, 2010
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
SHERMAN OAKS, CA
Past
July 13, 2006 - May 2, 2009
WAMU INVESTMENTS, INC.
RIA
CRD#: 599
SHERMAN OAKS, CA
Past
July 13, 2006 - May 2, 2009
WAMU INVESTMENTS, INC.
BD
CRD#: 599
SHERMAN OAKS, CA
Past
April 4, 2005 - November 1, 2005
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
LONG BEACH, CA
Past
March 14, 2005 - November 1, 2005
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PERENNIAL FINANCIAL SERVICES
ALDANA FINANCIAL | TANAKA WEALTH MANAGEMENT GROUP | SHAEFFER PRIVATE WEALTH MANAGEMENT | ROSE GREENE FINANCIAL SERVICES | PERENNIAL WEALTH ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS | PERENNIAL FINANCIAL SERVICES | MCCREADY FINANCIAL GROUP, INC | HORG WEALTH MANAGEMENT | FORD FINANCIAL GROUP | COBALT UNLIMITED
CRD#: 286477 / SEC#: 801-110619
RIA
Registered Investment Advisory firm - (6/12/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/16/2013)
RR
California(6/19/2012)
IAR
California(8/31/2018)
RR
Colorado(2/25/2025)
RR
Florida(5/16/2013)
RR
Georgia(8/18/2025)
RR
Idaho(8/21/2025)
RR
Iowa(5/16/2013)
RR
Louisiana(9/22/2025)
RR
Maine(5/16/2013)
RR
Maryland(5/16/2013)
RR
Michigan(5/16/2013)
RR
Missouri(5/16/2013)
RR
Montana(10/19/2016)
RR
New Mexico(5/16/2013)
RR
New York(5/16/2013)
RR
North Carolina(7/26/2019)
RR
Oklahoma(5/16/2013)
RR
Oregon(5/16/2013)
RR
Pennsylvania(5/16/2013)
RR
Texas(5/16/2013)
RR
Wisconsin(2/1/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PF
PERENNIAL FINANCIAL SERVICES
ALDANA FINANCIAL | TANAKA WEALTH MANAGEMENT GROUP | SHAEFFER PRIVATE WEALTH MANAGEMENT | ROSE GREENE FINANCIAL SERVICES | PERENNIAL WEALTH ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS | PERENNIAL FINANCIAL SERVICES | MCCREADY FINANCIAL GROUP, INC | HORG WEALTH MANAGEMENT | FORD FINANCIAL GROUP | COBALT UNLIMITED
CRD#: 286477 / SEC#: 801-110619
RIA
Registered Investment Advisory firm - (6/12/2017 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025
Mailing Address
Phone number
(310) 445-2504
Established
Firm type
Fiscal year end
# of Employees
50
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,833 |
| AUM (Assets Under Management) | $ 1,898,116,372 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PERENNIAL FINANCIAL SERVICES
CRD#: 286477Santa Monica, CA 90405TRUST BUT VERIFY
Monitor David Aronovitch
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
