Ferd Labrunerie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ferd Labrunerie was a registered financial professional .
Ferd is a previously registered financial professional and started their career in finance in 1969. Ferd had worked at 5 firms and has passed the Series 99TO, Series 7TO, SIE, Series 1, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 1995 - December 31, 2023
LABRUNERIE FINANCIAL SERVICES, INC.
March 6, 1987 - May 4, 1995
TRANSAMERICA SECURITIES SALES CORPORATION
January 30, 1979 - May 4, 1995
TRANSAMERICA FINANCIAL ADVISORS, INC.
March 30, 1971 - December 30, 1978
SOUTHWESTERN MANAGEMENT & RESEARCH CORPORATION
July 25, 1969 - August 20, 1971
SOUTHWESTERN LIFE INS CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 7/22/1969
Registered Representative ExaminationCurrent Firm
LABRUNERIE FINANCIAL SERVICES, INC.
CRD#: 37627 / SEC#: , 8-47830
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
