Aaron B. Junk

PANTELES ADVISORS

ARGYLE, TX 76226

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CRD#: 3001168

Professional summary

Aaron Barto Junk, CIMA® is a registered financial advisor currently at PANTELES ADVISORS located in Argyle, Texas.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Aaron has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Dutch Haven, LLC | Owner & Manager | Holding company for personal non exchange traded investments | Approximately 2 hours per month during securities trading hours and non-trading hours. 2) JY5, LLC | Owner & Manager | Admin for Holding company for personal non exchange traded investments | Approximately 2 hours per month during securities trading hours and non-trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Barto Junk's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

December 9, 2022 - Present

PANTELES ADVISORS

Office #1: 415 Us 377, Suite 110, Argyle, TX 76226

RIA

CRD#: 322676

ARGYLE, TX

Past

June 4, 2022 - December 9, 2022

HARTFORD FUNDS

RIA

CRD#: 147746

Argyle, TX

Past

May 14, 2018 - December 9, 2022

HARTFORD FUNDS DISTRIBUTORS, LLC

CRD#: 45995

WAYNE, PA

Past

January 3, 2011 - April 2, 2018

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

NEW YORK, NY

Past

June 23, 2009 - January 3, 2011

JPMORGAN DISTRIBUTION SERVICES, INC.

CRD#: 104234

COLUMBUS, OH

Past

September 12, 2005 - January 26, 2009

RYDEX ADVISORY SERVICES, LLC

RIA

CRD#: 132735

ROCKVILLE, MD

Past

September 12, 2001 - January 26, 2009

GUGGENHEIM DISTRIBUTORS, LLC

CRD#: 40805

ROCKVILLE, MD

Past

March 2, 1998 - March 6, 2001

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/9/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/3/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/26/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/30/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/25/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PANTELES ADVISORS

PANTELES | PANTELES ADVISORS, LLC | PANTELES ADVISORS

CRD#: 322676 / SEC#:

Texas

Registered Investment Advisory firm - (12/9/2022 Approved)

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Contact information

Main Address

415 Us 377, Suite 110, Argyle, TX 76226

Mailing Address

Phone number

(940) 239-8042

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	76
AUM (Assets Under Management)	$ 67,799,700

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Aaron B. Junk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Barto Junk's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARTFORD FUNDS

HARTFORD FUNDS DISTRIBUTORS, LLC

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

JPMORGAN DISTRIBUTION SERVICES, INC.

RYDEX ADVISORY SERVICES, LLC

GUGGENHEIM DISTRIBUTORS, LLC

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/3/2022

Series 63

Date: 2/26/1998

SIE

Date: 10/1/2018

Series 7

Date: 9/30/2005

Series 6

Date: 2/25/1998

Current Firm

PANTELES ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PANTELES ADVISORS

TRUST BUT VERIFY

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