Jamie E. Gunzburg
Professional summary
Jamie Evan Gunzburg is a registered financial professional currently at IDB CAPITAL CORP. located in New York, New York.
Jamie is registered as a RR (Registered Representative) and started their career in finance in 2002. Jamie has worked at 3 firms and has passed the Series 66, Series 99TO, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jamie Evan Gunzburg's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 6, 2024 - Present
IDB CAPITAL CORP.
Office #1: 1114 Avenue Of The Americas, New York, NY 10036October 25, 2004 - August 5, 2021
VALLEY FINANCIAL MANAGEMENT, INC.
October 25, 2004 - August 5, 2021
VALLEY FINANCIAL MANAGEMENT, INC.
July 23, 2002 - October 27, 2004
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 7/28/2022
General Securities Representative ExaminationFINRA
Current Firm
IDB CAPITAL CORP.
CRD#: 106032 / SEC#: , 8-53000
Contact information
FINRA licenses (29 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ISRAEL DISCOUNT BANK OF NEW YORK | SOLE SHAREHOLDER | |
| CASE, LESLIE KATHRYN | SECRETARY | 6058280 |
| CLANCY, PATRICIA ANNE | CHIEF OPERATING OFFICER, PRINCIPAL OPERATIONS OFFICER | 2753700 |
| FRAHER, NANCY ANN | DIRECTOR | 6132794 |
| GRANT, EDMOND F | DIRECTOR | 4058518 |
| KIM, EDWARD SANG | FINANCIAL AND OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER | 6702617 |
| POLSHIKOV, ALEX ROSS | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND INTERIM CHAIRMAN OF THE BOARD | 5118208 |
| ROBERTS, DANIEL G | DIRECTOR | 6986015 |
| TREBLE, TIMOTHY | CHIEF COMPLIANCE OFFICER AND DIRECTOR | 1699773 |
Disclosures
| Regulatory Event | 1 |
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