JB
Julie A. Barton
QUASAR DISTRIBUTORS
Minneapolis, MN 55402
Some features on this profile are disabled
CRD#: 3000861
JB
Professional summary
Julie Anne Barton is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Minneapolis, Minnesota.
Julie is registered as a RR (Registered Representative) and started their career in finance in 1998. Julie has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Julie Anne Barton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 8, 2009 - Present
QUASAR DISTRIBUTORS, LLC
Office #1: 800 Nicollet Mall, Minneapolis, MN 55402BD
CRD#: 103848
Minneapolis, MN
Past
January 2, 2009 - June 24, 2009
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
BD
CRD#: 840
MINNEAPOLIS, MN
Past
February 19, 2008 - January 2, 2009
RIVERSOURCE DISTRIBUTORS, INC.
BD
CRD#: 139135
MINNEAPOLIS, MN
Past
June 22, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
June 22, 2004 - February 19, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
February 3, 1998 - April 19, 2001
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
February 3, 1998 - April 19, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/17/2021)
RR
Alaska(9/17/2021)
RR
Arizona(9/17/2021)
RR
Arkansas(9/17/2021)
RR
California(9/17/2021)
RR
Colorado(9/17/2021)
RR
Connecticut(9/17/2021)
RR
Delaware(9/17/2021)
RR
District of Columbia(9/17/2021)
RR
Florida(9/17/2021)
RR
Georgia(9/17/2021)
RR
Hawaii(9/17/2021)
RR
Idaho(9/17/2021)
RR
Illinois(9/17/2021)
RR
Indiana(9/17/2021)
RR
Iowa(9/17/2021)
RR
Kansas(9/17/2021)
RR
Kentucky(9/17/2021)
RR
Louisiana(9/17/2021)
RR
Maine(9/17/2021)
RR
Maryland(9/17/2021)
RR
Massachusetts(9/17/2021)
RR
Michigan(9/17/2021)
RR
Minnesota(10/22/2009)
RR
Mississippi(9/17/2021)
RR
Missouri(9/17/2021)
RR
Montana(9/17/2021)
RR
Nebraska(9/17/2021)
RR
Nevada(9/17/2021)
RR
New Hampshire(9/17/2021)
RR
New Jersey(9/17/2021)
RR
New Mexico(9/17/2021)
RR
New York(9/17/2021)
RR
North Carolina(9/17/2021)
RR
North Dakota(9/17/2021)
RR
Ohio(9/17/2021)
RR
Oklahoma(9/17/2021)
RR
Oregon(9/17/2021)
RR
Pennsylvania(9/17/2021)
RR
Puerto Rico(9/17/2021)
RR
Rhode Island(9/17/2021)
RR
South Carolina(9/17/2021)
RR
South Dakota(9/17/2021)
RR
Tennessee(9/17/2021)
RR
Texas(9/17/2021)
RR
Utah(9/17/2021)
RR
Vermont(9/17/2021)
RR
Virgin Islands(9/17/2021)
RR
Virginia(9/17/2021)
RR
Washington(9/17/2021)
RR
West Virginia(9/17/2021)
RR
Wisconsin(9/17/2021)
RR
Wyoming(9/17/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
QD
QUASAR DISTRIBUTORS, LLC
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/21/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
