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WD

William J. Dwyer

SEAPORT FINANCIAL EDUCATION LLC
PORTSMOUTH, RI
Some features on this profile are disabled
CRD#: 3000846
WD

Professional summary

William John Dwyer, who also goes by Billy Dwyer, William John Dwyer III, is a registered financial advisor currently at SEAPORT FINANCIAL EDUCATION LLC located in Portsmouth, Rhode Island.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. William has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Billy Dwyer | William John Dwyer Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TOWN OF PORTSMOUTH, RI BRISTOL FERRY TOWN COMMON COMMITTEE POSITION: Committee Member NATURE: This is a Town Committee that advises the Town Council on matters relating to Bristol Ferry Town Common - a 1.5 acre historic common that is currently maintained as a public park INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 04/01/2022 ADDRESS: 2200 E Main Rd, Portsmouth RI 02871, United States DESCRIPTION: We meet once/year to discuss park matters and get together about 2x/year for park cleanups (minor landscaping and trash removal)

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CRS (Client Relationship Summary) - RIA

Click below to view William John Dwyer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 21, 2025 - Present

SEAPORT FINANCIAL EDUCATION LLC

RIA
CRD#: 334093
PORTSMOUTH, RI
Past

October 4, 2016 - November 1, 2024

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
PROVIDENCE, RI
Past

September 15, 2016 - November 1, 2024

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
PROVIDENCE, RI
Past

October 21, 2010 - June 8, 2015

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
NEW YORK, NY
Past

October 18, 2007 - September 14, 2010

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

BD
CRD#: 7834
NEW YORK, NY
Past

December 1, 2005 - January 19, 2007

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI
Past

January 12, 2005 - August 5, 2005

CITIZENS SECURITIES, INC.

BD
CRD#: 39550
JOHNSTON, RI
Past

March 13, 2003 - December 12, 2003

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI
Past

February 19, 1998 - March 14, 2003

FIDELITY DISTRIBUTORS COMPANY LLC

BD
CRD#: 17507
SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Rhode Island
(3/21/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/4/2016
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/27/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/1/2003
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/18/1998
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/16/2005
General Securities Principal Examination

Current Firm

SF
SEAPORT FINANCIAL EDUCATION LLC
SEAPORT FINANCIAL EDUCATION LLC

CRD#: 334093 / SEC#:

Rhode Island
Registered Investment Advisory firm - (2/7/2025 Approved)
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Contact information

Main Address
Portsmouth, RI
Mailing Address
Phone number
(401) 595-5511
Established
Firm type
Fiscal year end
# of Employees
0

Documents

Latest Form ADV
0

Red Flags

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Company Information

SEAPORT FINANCIAL EDUCATION LLC

CRD#: 334093Portsmouth, RI

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