Todd M. Mcwhirter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Michael Mcwhirter, who also goes by Todd Michael Michael Mcwhirter, was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1998. Todd had worked at 5 firms and has passed the Series 66, Series 63, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2013 - May 8, 2015
BILTMORE FAMILY OFFICE, LLC
November 20, 2012 - August 2, 2013
E*TRADE SECURITIES LLC
November 13, 2012 - August 2, 2013
HARRISDIRECT LLC
March 14, 2006 - July 2, 2012
CHARLES SCHWAB & CO., INC.
February 6, 2004 - July 2, 2012
CHARLES SCHWAB & CO., INC.
August 15, 2003 - February 4, 2004
BANC ONE SECURITIES CORPORATION
August 15, 2003 - February 4, 2004
BANC ONE SECURITIES CORPORATION
March 25, 2003 - July 3, 2003
CHARLES SCHWAB & CO., INC.
May 29, 1998 - July 3, 2003
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
BILTMORE FAMILY OFFICE, LLC
CRD#: 167174 / SEC#: 801-78011
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BILTMORE FAMILY OFFICE, LLC
CRD#: 167174 / SEC#: 801-78011
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 951 |
| AUM (Assets Under Management) | $ 3,164,134,924 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 04/29/2025 | ||
| 04/12/2024 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
