Reid T. Winder

TOTAL WEALTH PLANNING AND MANAGEMENT

Palmetto, FL

Some features on this profile are disabled

CRD#: 3000701

Professional summary

Reid T Winder, who also goes by Reid Travis Winder, Reid Winder, is a registered financial advisor currently at TOTAL WEALTH PLANNING AND MANAGEMENT, INC. located in Palmetto, Florida.

Reid is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Reid has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Reid Travis Winder | Reid Winder

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Reid Winder is Managing Member of RTW Investments, LLC, a dba name and business support company. RTW Investments, LLC does not provide investment services. RTW Investments, LLC does provide Life Insurance, Long Term Care Insurance and Indexed Annuity Business Life Insurance, Long Term Care Insurance and Indexed Annuity Business

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Reid T Winder's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 19, 2021 - Present

TOTAL WEALTH PLANNING AND MANAGEMENT, INC.

RIA

CRD#: 166664

Palmetto, FL

Past

October 27, 2006 - December 31, 2021

LONGBOAT KEY FINANCIAL GROUP, LLC

RIA

CRD#: 138830

LONGBOAT KEY, FL

Past

February 5, 2004 - November 8, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

LONGBOAT KEY, FL

Past

January 2, 2004 - November 8, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

LONGBOAT KEY, FL

Past

July 24, 2002 - November 26, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BRADENTON, FL

Past

July 22, 2002 - November 26, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

April 2, 1998 - August 5, 2002

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

BRADENTON, FL

Past

March 30, 1998 - August 5, 2002

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TOTAL WEALTH PLANNING AND MANAGEMENT, INC.

TOMES WEALTH PLANNING AND MANAGEMENT, INC. | TOTAL WEALTH PLANNING AND MANAGEMENT, INC.

CRD#: 166664 / SEC#: 801-113167

RIA

Registered Investment Advisory firm - (5/3/2018 Approved)

California

Registered Investment Advisory firm - (6/3/2018 Terminated)

Florida

Registered Investment Advisory firm - (5/4/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (5/25/2018 Terminated)

New York

Registered Investment Advisory firm - (5/4/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (5/7/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/4/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/29/2021)

IAR

Texas
(11/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/31/1998

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/12/1998

General Securities Representative Examination

Current Firm

TOTAL WEALTH PLANNING AND MANAGEMENT, INC.

TOMES WEALTH PLANNING AND MANAGEMENT, INC. | TOTAL WEALTH PLANNING AND MANAGEMENT, INC.

CRD#: 166664 / SEC#: 801-113167

RIA

Registered Investment Advisory firm - (5/3/2018 Approved)

California

Registered Investment Advisory firm - (6/3/2018 Terminated)

Florida

Registered Investment Advisory firm - (5/4/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (5/25/2018 Terminated)

New York

Registered Investment Advisory firm - (5/4/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (5/7/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/4/2018 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Ponte Vedra, FL

Mailing Address

Po Box 859, Ponte Vedra Beach, FL 32004

Phone number

(866) 568-0003

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A WRAP FEE (3/4/2025)

ADV PART 2A (3/4/2025)

Regulatory assets under management

Total Number of Accounts	1,264
AUM (Assets Under Management)	$ 203,935,965

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Reid T. Winder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Reid T Winder's CRS (Customer Relationship Summary).

Certified licenses

Experience

LONGBOAT KEY FINANCIAL GROUP, LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

Primary Firm SEC Registration

TOTAL WEALTH PLANNING AND MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/31/1998

Series 7

Date: 3/12/1998

Current Firm

TOTAL WEALTH PLANNING AND MANAGEMENT, INC.

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TOTAL WEALTH PLANNING AND MANAGEMENT, INC.

TRUST BUT VERIFY

Similar Advisors